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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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(d) |
If an exempt fund manager connected with an |
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(e) |
Date position held/dealing undertaken: |
20 Nov 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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Class of relevant security: |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
3,544,462 |
0.84% |
3,328,134 |
0.79% |
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(2) Cash-settled derivatives: |
3,568,255 |
0.84% |
1,740,996 |
0.41% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
130,000 |
0.03% |
160,000 |
0.04% |
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7,242,717 |
1.72% |
5,229,130 |
1.24% |
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(b) |
Rights to subscribe for new securities (including directors and |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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|
Purchase |
272,159 |
|
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|
Purchase |
201,703 |
|
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Purchase |
170,001 |
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Purchase |
168,390 |
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Purchase |
62,538 |
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Purchase |
62,073 |
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Purchase |
41,925 |
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Purchase |
20,395 |
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Purchase |
20,000 |
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Purchase |
12,136 |
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Purchase |
11,188 |
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Purchase |
10,526 |
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Purchase |
10,186 |
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Purchase |
9,649 |
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Purchase |
9,098 |
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Purchase |
8,281 |
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Purchase |
7,474 |
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Purchase |
7,440 |
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Purchase |
7,207 |
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Purchase |
7,100 |
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Purchase |
5,329 |
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Purchase |
4,918 |
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Purchase |
4,728 |
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Purchase |
4,000 |
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Purchase |
4,000 |
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Purchase |
3,550 |
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Purchase |
3,051 |
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Purchase |
2,598 |
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Purchase |
2,328 |
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Purchase |
1,766 |
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Purchase |
1,430 |
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Purchase |
1,034 |
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Purchase |
914 |
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Purchase |
809 |
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Purchase |
406 |
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Purchase |
352 |
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Purchase |
350 |
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Purchase |
322 |
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Purchase |
320 |
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Purchase |
318 |
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Purchase |
300 |
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Purchase |
300 |
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Purchase |
200 |
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Purchase |
154 |
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Purchase |
100 |
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Purchase |
97 |
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Sale |
448,970 |
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Sale |
81,695 |
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Sale |
80,462 |
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Sale |
77,295 |
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Sale |
59,872 |
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Sale |
48,351 |
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Sale |
41,141 |
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Sale |
34,721 |
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Sale |
33,744 |
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Sale |
21,313 |
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Sale |
20,457 |
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Sale |
20,000 |
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Sale |
19,223 |
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Sale |
17,360 |
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Sale |
15,627 |
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Sale |
12,839 |
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Sale |
9,685 |
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Sale |
9,098 |
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Sale |
8,007 |
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Sale |
7,650 |
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Sale |
7,440 |
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Sale |
7,100 |
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Sale |
7,095 |
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Sale |
6,495 |
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Sale |
6,344 |
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Sale |
5,708 |
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Sale |
5,419 |
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Sale |
5,058 |
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Sale |
4,191 |
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Sale |
4,000 |
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Sale |
4,000 |
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Sale |
3,903 |
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Sale |
3,854 |
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Sale |
3,271 |
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Sale |
2,995 |
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Sale |
1,953 |
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Sale |
1,824 |
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Sale |
1,720 |
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Sale |
1,637 |
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Sale |
1,430 |
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Sale |
1,331 |
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Sale |
1,120 |
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Sale |
1,117 |
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Sale |
807 |
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Sale |
627 |
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Sale |
558 |
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Sale |
504 |
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Sale |
400 |
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Sale |
322 |
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Sale |
318 |
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Sale |
305 |
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Sale |
300 |
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Sale |
275 |
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Sale |
256 |
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Sale |
247 |
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Sale |
200 |
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Sale |
100 |
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Sale |
70 |
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Sale |
30 |
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Sale |
24 |
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Sale |
2 |
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Sale |
1 |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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SWAP |
Decreasing Long |
4,130 |
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SWAP |
Decreasing Long |
18,071 |
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SWAP |
Decreasing Long |
5,817 |
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SWAP |
Decreasing Long |
3,100 |
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SWAP |
Decreasing Long |
118,178 |
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SWAP |
Decreasing Long |
86,653 |
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SWAP |
Decreasing Long |
26,477 |
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SWAP |
Decreasing Long |
398 |
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SWAP |
Decreasing Long |
21,000 |
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SWAP |
Decreasing Long |
447 |
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SWAP |
Decreasing Long |
3,558 |
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SWAP |
Decreasing Long |
18,971 |
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SWAP |
Decreasing Long |
10,485 |
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SWAP |
Decreasing Long |
276,291 |
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SWAP |
Decreasing Long |
17,282 |
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SWAP |
Decreasing Long |
76 |
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SWAP |
Decreasing Long |
66,970 |
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SWAP |
Decreasing Long |
49,155 |
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SWAP |
Decreasing Long |
40,326 |
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SWAP |
Decreasing Long |
19,343 |
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SWAP |
Decreasing Long |
25,330 |
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SWAP |
Decreasing Long |
3,508 |
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SWAP |
Decreasing Long |
61 |
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SWAP |
Decreasing Long |
1 |
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SWAP |
Decreasing Long |
5,459 |
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SWAP |
Decreasing Long |
6,000 |
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SWAP |
Decreasing Long |
155 |
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SWAP |
Decreasing Long |
20,560 |
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SWAP |
Decreasing Long |
387 |
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SWAP |
Decreasing Long |
3,127 |
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SWAP |
Decreasing Long |
1,760 |
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SWAP |
Decreasing Long |
380,273 |
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SWAP |
Decreasing Long |
707,000 |
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SWAP |
Opening Short |
1,748,735 |
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SWAP |
Increasing Short |
675,000 |
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SWAP |
Increasing Short |
537,000 |
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SWAP |
Increasing Short |
592,077 |
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SWAP |
Increasing Short |
5,115,000 |
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SWAP |
Increasing Short |
263,000 |
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CFD |
Decreasing Long |
56,249 |
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CFD |
Decreasing Long |
941 |
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CFD |
Decreasing Long |
361 |
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CFD |
Decreasing Long |
647 |
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CFD |
Decreasing Long |
14,627 |
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CFD |
Decreasing Long |
566 |
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SWAP |
Decreasing Long |
3,008 |
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(c) |
Stock-settled derivative transactions |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
21 Nov 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS) |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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|
Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
|||||||
|
1. KEY INFORMATION |
|||||||
|
Identity of the person whose positions/dealings |
Barclays PLC. |
||||||
|
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
||||||
|
|
|
|
|
|
|
|
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|
2. OPTIONS AND DERIVATIVES |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
|
|
|
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
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Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
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3. AGREEMENTS TO PURCHASE OR SELL ETC. |
|||||||
|
Full details should be given so that the nature of the interest or position can be fully understood: |
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