PHD.L

Proactis Holdings Plc
PROACTIS Holdings - Holding(s) in Company
15th July 2021, 14:13
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RNS Number : 4148F
PROACTIS Holdings PLC
15 July 2021
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Proactis Holdings Plc

(please mark with an "X" if appropriate)

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

 

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify)iii: Share exchange (see 11. Additional Information)

X

3. Details of person subject to the notification obligationiv

Name

Romulak Limited, a company owned by DouglasBay Capital III Fund LP and DouglasBay Capital III Fund (Co-Investment Account No.1) LP, funds under the discretionary management of DBAY Advisors Limited.

City and country of registered office (if applicable)

 

4. Full name of shareholder(s) (if different from 3.)v

Name

Sparkasse Bank Malta Plc

City and country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reachedvi:

14 July 2021

6. Date on which issuer notified (DD/MM/YYYY):

15 July 2021

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

25.54%

 

25.54%

95,532,628

Position of previous notification (if

applicable)

25.54%

 

25.54%

 
             

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B13GSS58

24,398,227

 

25.54%

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. A

24,398,227

25.54%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
datex

Exercise/
Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. B 1

 

 

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
datex

Exercise/
Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8.B.2

 

 

 

 

 
                   

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

 

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

DBAY Advisors Limited

 

 

 

DouglasBay Capital III Fund LP

12.77%

 

12.77%

DouglasBay Capital III Fund (Co-Investment Account No.1) LP

12.77%

 

12.77%

Romulak Limited

25.54%

 

25.54%

 

10. In case of proxy voting, please identify:

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

 

11. Additional informationxvi

DouglasBay Capital III Fund (Co-Investment Account No.1) LP transferred 12,199,114 Proactis shares to Romulak Limited in exchange for the issue of ordinary shares in Romulak Limited.
         

 

Place of completion

DOUGLAS, ISLE OF MAN

Date of completion

15 July 2021

 

 

 

 

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