FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

 

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	Citigroup Derivatives Markets Inc.
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Shire Plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Shire Plc
(d) Date position held/dealing undertaken:      For an opening position disclosure, state the latest practicable date prior to the disclosure	04 January 2019
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

 

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:	5p Ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	82,559	(0.01%)	3,400	(0.00%)
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	681,200	(0.07%)	932,000	(0.10%)
TOTAL:	763,759	(0.08%)	935,400	(0.10%)

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

 

 

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received (USD)	Lowest price per unit paid/received (USD)
5p Ordinary	Purchased	13,300	179.5147	177.0000

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type	Expiry date	Option money paid/ received per unit
5p Ordinary	Put	Purchasing	100	110.00	American	17/01/2020	0.40
5p Ordinary	Put	Writing	300	165.00	American	18/01/2019	0.30
5p Ordinary	Call	Writing	300	195.00	American	18/01/2019	0.20
5p Ordinary	Call	Purchasing	100	177.50	American	18/01/2019	2.30
5p Ordinary	Call	Purchasing	500	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	1,100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	1,100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	1,100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	1,100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	1,100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	1,100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	1,100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	1,100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	1,100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	1,100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	1,100	182.50	American	18/01/2019	0.75
5p Ordinary	Put	Purchasing	500	145.00	American	11/01/2019	0.15
5p Ordinary	Put	Purchasing	500	145.00	American	11/01/2019	0.15
5p Ordinary	Put	Purchasing	1,500	145.00	American	11/01/2019	0.15
5p Ordinary	Put	Purchasing	100	145.00	American	11/01/2019	0.15
5p Ordinary	Put	Purchasing	2,900	145.00	American	11/01/2019	0.15
5p Ordinary	Put	Purchasing	100	150.00	American	11/01/2019	0.06
5p Ordinary	Put	Purchasing	100	150.00	American	11/01/2019	0.07
5p Ordinary	Put	Purchasing	100	150.00	American	11/01/2019	0.07
5p Ordinary	Put	Purchasing	200	150.00	American	11/01/2019	0.07
5p Ordinary	Put	Purchasing	200	150.00	American	11/01/2019	0.07
5p Ordinary	Put	Purchasing	100	146.00	American	11/01/2019	0.07
5p Ordinary	Put	Purchasing	200	146.00	American	11/01/2019	0.08
5p Ordinary	Put	Purchasing	200	146.00	American	11/01/2019	0.08
5p Ordinary	Put	Purchasing	400	146.00	American	11/01/2019	0.08
5p Ordinary	Put	Purchasing	400	146.00	American	11/01/2019	0.08
5p Ordinary	Call	Writing	100	120.00	American	18/01/2019	59.67
5p Ordinary	Call	Purchasing	100	100.00	American	18/01/2019	79.52
5p Ordinary	Put	Writing	300	167.50	American	18/01/2019	0.40
5p Ordinary	Put	Writing	100	167.50	American	18/01/2019	0.50
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Put	Writing	800	165.00	American	18/01/2019	0.30
5p Ordinary	Call	Writing	1,000	190.00	American	18/01/2019	0.25
5p Ordinary	Call	Writing	1,000	190.00	American	18/01/2019	0.25
5p Ordinary	Call	Purchasing	1,000	170.00	American	18/01/2019	7.10
5p Ordinary	Call	Purchasing	1,000	170.00	American	18/01/2019	7.30
5p Ordinary	Call	Purchasing	1,000	170.00	American	18/01/2019	7.30
5p Ordinary	Call	Purchasing	1,000	170.00	American	18/01/2019	7.30
5p Ordinary	Call	Purchasing	1,000	170.00	American	18/01/2019	7.30
5p Ordinary	Call	Purchasing	1,000	170.00	American	18/01/2019	7.30
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	100	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	400	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	500	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	700	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	700	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	700	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	700	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	700	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	700	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	700	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	700	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	700	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	700	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	700	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	700	182.50	American	18/01/2019	0.75
5p Ordinary	Call	Purchasing	700	182.50	American	18/01/2019	0.75
5p Ordinary	Put	Purchasing	5,000	157.50	American	18/01/2019	0.10
5p Ordinary	Put	Purchasing	5,000	162.50	American	18/01/2019	0.20

 

(ii)        Exercise

 

Class of relevant security	Product description	Exercising/ exercised against	Number of securities	Exercise price per unit
5p Ordinary	Call	Exercised	200	175.0000
5p Ordinary	Call	Exercised	100	172.5000
5p Ordinary	Put	Exercised	1,900	160.0000
5p Ordinary	Call	Exercised	1,600	180.0000
5p Ordinary	Call	Exercised	100	185.0000
5p Ordinary	Put	Exercised	100	170.0000
5p Ordinary	Call	Exercised	1,200	180.0000
5p Ordinary	Call	Exercised	1,200	180.0000
5p Ordinary	Put	Exercised	1,500	180.0000
5p Ordinary	Put	Exercised	1,500	180.0000

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

N/A

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

N/A

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

Date of disclosure:	07 January 2019
Contact name:	Connor McLaughlin
Telephone number:	02895 955 328

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

Full name of person making disclosure:	Citigroup Derivatives Markets Inc.
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	Shire Plc.

 

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

 

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit	Type	Expiry date
5p Ordinary	Put	Purchasing	500	145.00	American	2019-01-11
5p Ordinary	Put	Purchasing	700	145.00	American	2019-01-11
5p Ordinary	Put	Purchasing	1500	145.00	American	2019-01-11
5p Ordinary	Put	Purchasing	3000	145.00	American	2019-01-11
5p Ordinary	Put	Purchasing	1300	146.00	American	2019-01-11
5p Ordinary	Put	Purchasing	700	150.00	American	2019-01-11
5p Ordinary	Call	Writing	100	167.50	American	2019-01-11
5p Ordinary	Call	Purchasing	100	180.00	American	2019-01-11
5p Ordinary	Call	Purchasing	400	190.00	American	2019-01-11
5p Ordinary	Call	Purchasing	1000	190.00	American	2019-01-11
5p Ordinary	Put	Writing	1000	130.00	American	2021-01-15
5p Ordinary	Put	Writing	45400	130.00	American	2021-01-15
5p Ordinary	Put	Writing	500	130.00	American	2021-01-15
5p Ordinary	Put	Writing	2200	135.00	American	2021-01-15
5p Ordinary	Put	Writing	800	135.00	American	2021-01-15
5p Ordinary	Put	Writing	500	140.00	American	2021-01-15
5p Ordinary	Put	Writing	100	145.00	American	2021-01-15
5p Ordinary	Call	Purchasing	7500	150.00	American	2021-01-15
5p Ordinary	Put	Writing	3000	150.00	American	2021-01-15
5p Ordinary	Put	Writing	12800	150.00	American	2021-01-15
5p Ordinary	Put	Writing	4000	150.00	American	2021-01-15
5p Ordinary	Put	Writing	900	150.00	American	2021-01-15
5p Ordinary	Call	Purchasing	2500	155.00	American	2021-01-15
5p Ordinary	Put	Writing	4700	155.00	American	2021-01-15
5p Ordinary	Put	Writing	500	155.00	American	2021-01-15
5p Ordinary	Put	Writing	3100	155.00	American	2021-01-15
5p Ordinary	Put	Writing	1500	155.00	American	2021-01-15
5p Ordinary	Put	Writing	400	155.00	American	2021-01-15
5p Ordinary	Put	Writing	5000	160.00	American	2021-01-15
5p Ordinary	Put	Writing	500	160.00	American	2021-01-15
5p Ordinary	Put	Writing	41900	160.00	American	2021-01-15
5p Ordinary	Put	Writing	2500	160.00	American	2021-01-15
5p Ordinary	Put	Writing	1000	165.00	American	2021-01-15
5p Ordinary	Put	Writing	200	165.00	American	2021-01-15
5p Ordinary	Put	Purchasing	100	165.00	American	2021-01-15
5p Ordinary	Put	Writing	18500	165.00	American	2021-01-15
5p Ordinary	Put	Purchasing	500	165.00	American	2021-01-15
5p Ordinary	Call	Writing	200	170.00	American	2021-01-15
5p Ordinary	Call	Writing	12700	170.00	American	2021-01-15
5p Ordinary	Call	Writing	2200	170.00	American	2021-01-15
5p Ordinary	Call	Writing	1900	170.00	American	2021-01-15
5p Ordinary	Put	Writing	100	170.00	American	2021-01-15
5p Ordinary	Put	Purchasing	100	170.00	American	2021-01-15
5p Ordinary	Put	Writing	800	170.00	American	2021-01-15
5p Ordinary	Put	Purchasing	200	170.00	American	2021-01-15
5p Ordinary	Call	Writing	100	180.00	American	2021-01-15
5p Ordinary	Call	Writing	700	180.00	American	2021-01-15
5p Ordinary	Call	Writing	200	180.00	American	2021-01-15
5p Ordinary	Put	Purchasing	1000	180.00	American	2021-01-15
5p Ordinary	Call	Purchasing	400	185.00	American	2021-01-15
5p Ordinary	Call	Purchasing	400	185.00	American	2021-01-15
5p Ordinary	Call	Purchasing	300	185.00	American	2021-01-15
5p Ordinary	Put	Purchasing	12000	185.00	American	2021-01-15
5p Ordinary	Put	Purchasing	100	185.00	American	2021-01-15
5p Ordinary	Call	Purchasing	100	190.00	American	2021-01-15
5p Ordinary	Call	Writing	1100	190.00	American	2021-01-15
5p Ordinary	Put	Purchasing	1000	190.00	American	2021-01-15
5p Ordinary	Call	Purchasing	2000	195.00	American	2021-01-15
5p Ordinary	Call	Purchasing	12200	195.00	American	2021-01-15
5p Ordinary	Call	Purchasing	3600	195.00	American	2021-01-15
5p Ordinary	Put	Purchasing	3900	195.00	American	2021-01-15
5p Ordinary	Call	Purchasing	4200	200.00	American	2021-01-15
5p Ordinary	Call	Purchasing	3900	200.00	American	2021-01-15
5p Ordinary	Call	Purchasing	3900	200.00	American	2021-01-15
5p Ordinary	Call	Writing	100	210.00	American	2021-01-15
5p Ordinary	Call	Writing	1800	220.00	American	2021-01-15
5p Ordinary	Call	Writing	11800	220.00	American	2021-01-15
5p Ordinary	Call	Writing	2000	220.00	American	2021-01-15
5p Ordinary	Call	Writing	1500	230.00	American	2021-01-15
5p Ordinary	Call	Writing	42600	230.00	American	2021-01-15
5p Ordinary	Call	Writing	3100	230.00	American	2021-01-15
5p Ordinary	Call	Writing	200	230.00	American	2021-01-15
5p Ordinary	Call	Writing	5000	240.00	American	2021-01-15
5p Ordinary	Call	Purchasing	100	100.00	American	2020-01-17
5p Ordinary	Put	Writing	100	100.00	American	2020-01-17
5p Ordinary	Put	Writing	500	100.00	American	2020-01-17
5p Ordinary	Put	Purchasing	500	100.00	American	2020-01-17
5p Ordinary	Put	Purchasing	1000	105.00	American	2020-01-17
5p Ordinary	Put	Writing	1500	105.00	American	2020-01-17
5p Ordinary	Call	Writing	1000	110.00	American	2020-01-17
5p Ordinary	Put	Writing	400	110.00	American	2020-01-17
5p Ordinary	Put	Writing	500	110.00	American	2020-01-17
5p Ordinary	Put	Writing	2600	110.00	American	2020-01-17
5p Ordinary	Call	Purchasing	100	115.00	American	2020-01-17
5p Ordinary	Put	Purchasing	1200	115.00	American	2020-01-17
5p Ordinary	Put	Purchasing	500	115.00	American	2020-01-17
5p Ordinary	Put	Writing	1200	115.00	American	2020-01-17
5p Ordinary	Call	Purchasing	600	120.00	American	2020-01-17
5p Ordinary	Put	Writing	100	120.00	American	2020-01-17
5p Ordinary	Put	Writing	600	120.00	American	2020-01-17
5p Ordinary	Put	Purchasing	1200	125.00	American	2020-01-17
5p Ordinary	Put	Writing	3700	125.00	American	2020-01-17
5p Ordinary	Put	Writing	600	125.00	American	2020-01-17
5p Ordinary	Put	Writing	100	125.00	American	2020-01-17
5p Ordinary	Put	Writing	100	130.00	American	2020-01-17
5p Ordinary	Put	Writing	1300	130.00	American	2020-01-17
5p Ordinary	Put	Purchasing	800	130.00	American	2020-01-17
5p Ordinary	Put	Writing	500	135.00	American	2020-01-17
5p Ordinary	Put	Writing	100	135.00	American	2020-01-17
5p Ordinary	Call	Writing	1000	140.00	American	2020-01-17
5p Ordinary	Call	Purchasing	1000	140.00	American	2020-01-17
5p Ordinary	Call	Writing	200	140.00	American	2020-01-17
5p Ordinary	Put	Writing	100	140.00	American	2020-01-17
5p Ordinary	Put	Writing	1700	140.00	American	2020-01-17
5p Ordinary	Put	Writing	300	140.00	American	2020-01-17
5p Ordinary	Put	Writing	7900	145.00	American	2020-01-17
5p Ordinary	Put	Writing	100	145.00	American	2020-01-17
5p Ordinary	Call	Writing	500	150.00	American	2020-01-17
5p Ordinary	Put	Purchasing	2100	150.00	American	2020-01-17
5p Ordinary	Put	Writing	400	150.00	American	2020-01-17
5p Ordinary	Put	Purchasing	1100	155.00	American	2020-01-17
5p Ordinary	Put	Purchasing	500	155.00	American	2020-01-17
5p Ordinary	Call	Writing	500	160.00	American	2020-01-17
5p Ordinary	Call	Purchasing	300	160.00	American	2020-01-17
5p Ordinary	Put	Purchasing	100	160.00	American	2020-01-17
5p Ordinary	Put	Writing	5700	160.00	American	2020-01-17
5p Ordinary	Put	Writing	200	160.00	American	2020-01-17
5p Ordinary	Put	Purchasing	200	160.00	American	2020-01-17
5p Ordinary	Call	Writing	500	165.00	American	2020-01-17
5p Ordinary	Put	Writing	500	165.00	American	2020-01-17
5p Ordinary	Put	Purchasing	100	165.00	American	2020-01-17
5p Ordinary	Put	Purchasing	10400	165.00	American	2020-01-17
5p Ordinary	Put	Purchasing	800	165.00	American	2020-01-17
5p Ordinary	Put	Purchasing	100	165.00	American	2020-01-17
5p Ordinary	Call	Writing	200	170.00	American	2020-01-17
5p Ordinary	Call	Writing	6100	170.00	American	2020-01-17
5p Ordinary	Call	Purchasing	4900	170.00	American	2020-01-17
5p Ordinary	Put	Purchasing	100	170.00	American	2020-01-17
5p Ordinary	Put	Purchasing	15600	170.00	American	2020-01-17
5p Ordinary	Put	Purchasing	1100	170.00	American	2020-01-17
5p Ordinary	Put	Purchasing	100	170.00	American	2020-01-17
5p Ordinary	Put	Purchasing	300	170.00	American	2020-01-17
5p Ordinary	Call	Writing	2600	175.00	American	2020-01-17
5p Ordinary	Call	Purchasing	500	175.00	American	2020-01-17
5p Ordinary	Put	Writing	400	175.00	American	2020-01-17
5p Ordinary	Put	Writing	2300	175.00	American	2020-01-17
5p Ordinary	Put	Writing	100	175.00	American	2020-01-17
5p Ordinary	Call	Purchasing	100	180.00	American	2020-01-17
5p Ordinary	Call	Purchasing	6300	180.00	American	2020-01-17
5p Ordinary	Put	Purchasing	200	180.00	American	2020-01-17
5p Ordinary	Call	Writing	1600	185.00	American	2020-01-17
5p Ordinary	Put	Purchasing	700	185.00	American	2020-01-17
5p Ordinary	Call	Purchasing	2100	190.00	American	2020-01-17
5p Ordinary	Call	Purchasing	200	190.00	American	2020-01-17
5p Ordinary	Put	Purchasing	300	190.00	American	2020-01-17
5p Ordinary	Call	Purchasing	1500	195.00	American	2020-01-17
5p Ordinary	Call	Purchasing	300	195.00	American	2020-01-17
5p Ordinary	Call	Writing	100	200.00	American	2020-01-17
5p Ordinary	Call	Writing	100	200.00	American	2020-01-17
5p Ordinary	Call	Purchasing	500	200.00	American	2020-01-17
5p Ordinary	Call	Purchasing	200	200.00	American	2020-01-17
5p Ordinary	Put	Purchasing	100	200.00	American	2020-01-17
5p Ordinary	Call	Writing	2200	210.00	American	2020-01-17
5p Ordinary	Call	Writing	2300	210.00	American	2020-01-17
5p Ordinary	Call	Purchasing	100	220.00	American	2020-01-17
5p Ordinary	Call	Purchasing	400	220.00	American	2020-01-17
5p Ordinary	Call	Purchasing	400	220.00	American	2020-01-17
5p Ordinary	Call	Purchasing	200	240.00	American	2020-01-17
5p Ordinary	Call	Purchasing	1200	240.00	American	2020-01-17
5p Ordinary	Put	Purchasing	100	65.00	American	2020-01-17
5p Ordinary	Call	Writing	1000	70.00	American	2020-01-17
5p Ordinary	Put	Purchasing	400	70.00	American	2020-01-17
5p Ordinary	Put	Purchasing	2200	75.00	American	2020-01-17
5p Ordinary	Put	Writing	300	75.00	American	2020-01-17
5p Ordinary	Put	Writing	100	75.00	American	2020-01-17
5p Ordinary	Put	Writing	4300	80.00	American	2020-01-17
5p Ordinary	Put	Writing	5100	85.00	American	2020-01-17
5p Ordinary	Put	Writing	2000	85.00	American	2020-01-17
5p Ordinary	Put	Writing	200	90.00	American	2020-01-17
5p Ordinary	Put	Purchasing	500	90.00	American	2020-01-17
5p Ordinary	Call	Purchasing	200	100.00	American	2019-01-18
5p Ordinary	Put	Purchasing	1400	100.00	American	2019-01-18
5p Ordinary	Call	Purchasing	200	105.00	American	2019-01-18
5p Ordinary	Call	Purchasing	200	105.00	American	2019-01-18
5p Ordinary	Put	Purchasing	3100	105.00	American	2019-01-18
5p Ordinary	Put	Purchasing	2900	105.00	American	2019-01-18
5p Ordinary	Put	Purchasing	7100	105.00	American	2019-01-18
5p Ordinary	Put	Purchasing	1400	105.00	American	2019-01-18
5p Ordinary	Put	Purchasing	3100	105.00	American	2019-01-18
5p Ordinary	Put	Purchasing	1000	110.00	American	2019-01-18
5p Ordinary	Put	Purchasing	100	110.00	American	2019-01-18
5p Ordinary	Put	Purchasing	100	110.00	American	2019-01-18
5p Ordinary	Put	Writing	200	110.00	American	2019-01-18
5p Ordinary	Call	Writing	100	115.00	American	2019-01-18
5p Ordinary	Call	Writing	1000	115.00	American	2019-01-18
5p Ordinary	Put	Writing	5100	115.00	American	2019-01-18
5p Ordinary	Call	Writing	200	120.00	American	2019-01-18
5p Ordinary	Put	Purchasing	100	120.00	American	2019-01-18
5p Ordinary	Put	Writing	1200	120.00	American	2019-01-18
5p Ordinary	Put	Writing	2500	120.00	American	2019-01-18
5p Ordinary	Call	Writing	3100	125.00	American	2019-01-18
5p Ordinary	Call	Purchasing	8000	125.00	American	2019-01-18
5p Ordinary	Call	Writing	1900	125.00	American	2019-01-18
5p Ordinary	Call	Writing	2000	125.00	American	2019-01-18
5p Ordinary	Put	Purchasing	100	125.00	American	2019-01-18
5p Ordinary	Put	Purchasing	3900	125.00	American	2019-01-18
5p Ordinary	Put	Writing	28400	125.00	American	2019-01-18
5p Ordinary	Put	Writing	12100	125.00	American	2019-01-18
5p Ordinary	Put	Purchasing	100	125.00	American	2019-01-18
5p Ordinary	Put	Purchasing	4000	125.00	American	2019-01-18
5p Ordinary	Put	Purchasing	8000	125.00	American	2019-01-18
5p Ordinary	Call	Purchasing	3100	130.00	American	2019-01-18
5p Ordinary	Call	Writing	8200	130.00	American	2019-01-18
5p Ordinary	Call	Purchasing	1800	130.00	American	2019-01-18
5p Ordinary	Call	Purchasing	2000	130.00	American	2019-01-18
5p Ordinary	Put	Purchasing	200	130.00	American	2019-01-18
5p Ordinary	Put	Writing	500	130.00	American	2019-01-18
5p Ordinary	Put	Purchasing	8500	130.00	American	2019-01-18
5p Ordinary	Put	Purchasing	2200	130.00	American	2019-01-18
5p Ordinary	Put	Purchasing	100	130.00	American	2019-01-18
5p Ordinary	Call	Writing	400	135.00	American	2019-01-18
5p Ordinary	Call	Writing	100	135.00	American	2019-01-18
5p Ordinary	Put	Writing	1200	135.00	American	2019-01-18
5p Ordinary	Put	Purchasing	200	135.00	American	2019-01-18
5p Ordinary	Put	Writing	500	135.00	American	2019-01-18
5p Ordinary	Put	Writing	3000	135.00	American	2019-01-18
5p Ordinary	Put	Writing	400	135.00	American	2019-01-18
5p Ordinary	Put	Purchasing	4000	135.00	American	2019-01-18
5p Ordinary	Put	Purchasing	7000	135.00	American	2019-01-18
5p Ordinary	Call	Writing	200	140.00	American	2019-01-18
5p Ordinary	Put	Writing	200	140.00	American	2019-01-18
5p Ordinary	Put	Writing	4600	140.00	American	2019-01-18
5p Ordinary	Put	Writing	9100	140.00	American	2019-01-18
5p Ordinary	Put	Purchasing	200	140.00	American	2019-01-18
5p Ordinary	Put	Purchasing	1000	140.00	American	2019-01-18
5p Ordinary	Call	Purchasing	4000	145.00	American	2019-01-18
5p Ordinary	Call	Writing	1300	145.00	American	2019-01-18
5p Ordinary	Put	Purchasing	500	145.00	American	2019-01-18
5p Ordinary	Put	Purchasing	1500	145.00	American	2019-01-18
5p Ordinary	Put	Purchasing	29300	145.00	American	2019-01-18
5p Ordinary	Put	Purchasing	600	145.00	American	2019-01-18
5p Ordinary	Call	Writing	400	150.00	American	2019-01-18
5p Ordinary	Call	Writing	100	150.00	American	2019-01-18
5p Ordinary	Put	Purchasing	300	150.00	American	2019-01-18
5p Ordinary	Put	Purchasing	700	150.00	American	2019-01-18
5p Ordinary	Put	Writing	20800	150.00	American	2019-01-18
5p Ordinary	Put	Writing	16900	150.00	American	2019-01-18
5p Ordinary	Put	Writing	200	150.00	American	2019-01-18
5p Ordinary	Put	Purchasing	100	150.00	American	2019-01-18
5p Ordinary	Call	Writing	500	155.00	American	2019-01-18
5p Ordinary	Call	Writing	100	155.00	American	2019-01-18
5p Ordinary	Put	Purchasing	100	155.00	American	2019-01-18
5p Ordinary	Put	Purchasing	3000	155.00	American	2019-01-18
5p Ordinary	Put	Writing	3500	155.00	American	2019-01-18
5p Ordinary	Put	Purchasing	2400	155.00	American	2019-01-18
5p Ordinary	Put	Purchasing	100	155.00	American	2019-01-18
5p Ordinary	Put	Purchasing	5000	157.50	American	2019-01-18
5p Ordinary	Call	Writing	500	160.00	American	2019-01-18
5p Ordinary	Call	Writing	1200	160.00	American	2019-01-18
5p Ordinary	Call	Writing	700	160.00	American	2019-01-18
5p Ordinary	Call	Writing	100	160.00	American	2019-01-18
5p Ordinary	Call	Writing	1000	160.00	American	2019-01-18
5p Ordinary	Call	Writing	300	160.00	American	2019-01-18
5p Ordinary	Put	Purchasing	100	160.00	American	2019-01-18
5p Ordinary	Put	Purchasing	2000	160.00	American	2019-01-18
5p Ordinary	Put	Writing	45700	160.00	American	2019-01-18
5p Ordinary	Put	Purchasing	2800	160.00	American	2019-01-18
5p Ordinary	Put	Purchasing	700	160.00	American	2019-01-18
5p Ordinary	Put	Purchasing	2000	160.00	American	2019-01-18
5p Ordinary	Put	Purchasing	1800	160.00	American	2019-01-18
5p Ordinary	Put	Purchasing	5000	162.50	American	2019-01-18
5p Ordinary	Call	Writing	1100	165.00	American	2019-01-18
5p Ordinary	Call	Writing	2600	165.00	American	2019-01-18
5p Ordinary	Call	Writing	100	165.00	American	2019-01-18
5p Ordinary	Call	Writing	5000	165.00	American	2019-01-18
5p Ordinary	Put	Purchasing	200	165.00	American	2019-01-18
5p Ordinary	Put	Purchasing	2100	165.00	American	2019-01-18
5p Ordinary	Put	Writing	62700	165.00	American	2019-01-18
5p Ordinary	Put	Purchasing	25700	165.00	American	2019-01-18
5p Ordinary	Put	Purchasing	200	165.00	American	2019-01-18
5p Ordinary	Put	Purchasing	2100	165.00	American	2019-01-18
5p Ordinary	Put	Writing	11600	167.50	American	2019-01-18
5p Ordinary	Call	Writing	100	170.00	American	2019-01-18
5p Ordinary	Call	Writing	1900	170.00	American	2019-01-18
5p Ordinary	Call	Purchasing	4200	170.00	American	2019-01-18
5p Ordinary	Call	Writing	3200	170.00	American	2019-01-18
5p Ordinary	Call	Writing	500	170.00	American	2019-01-18
5p Ordinary	Put	Writing	100	170.00	American	2019-01-18
5p Ordinary	Put	Purchasing	1100	170.00	American	2019-01-18
5p Ordinary	Put	Purchasing	26300	170.00	American	2019-01-18
5p Ordinary	Put	Purchasing	7600	170.00	American	2019-01-18
5p Ordinary	Put	Purchasing	300	170.00	American	2019-01-18
5p Ordinary	Put	Purchasing	700	170.00	American	2019-01-18
5p Ordinary	Call	Writing	400	175.00	American	2019-01-18
5p Ordinary	Call	Writing	5200	175.00	American	2019-01-18
5p Ordinary	Call	Writing	5200	175.00	American	2019-01-18
5p Ordinary	Call	Writing	9100	175.00	American	2019-01-18
5p Ordinary	Call	Writing	100	175.00	American	2019-01-18
5p Ordinary	Call	Writing	100	175.00	American	2019-01-18
5p Ordinary	Put	Writing	800	175.00	American	2019-01-18
5p Ordinary	Put	Writing	200	175.00	American	2019-01-18
5p Ordinary	Call	Purchasing	6100	177.50	American	2019-01-18
5p Ordinary	Put	Writing	2500	177.50	American	2019-01-18
5p Ordinary	Call	Writing	600	180.00	American	2019-01-18
5p Ordinary	Call	Writing	800	180.00	American	2019-01-18
5p Ordinary	Call	Writing	4600	180.00	American	2019-01-18
5p Ordinary	Call	Writing	12100	180.00	American	2019-01-18
5p Ordinary	Call	Writing	74000	180.00	American	2019-01-18
5p Ordinary	Call	Writing	200	180.00	American	2019-01-18
5p Ordinary	Call	Writing	900	180.00	American	2019-01-18
5p Ordinary	Put	Writing	2200	180.00	American	2019-01-18
5p Ordinary	Put	Writing	300	180.00	American	2019-01-18
5p Ordinary	Put	Writing	2400	180.00	American	2019-01-18
5p Ordinary	Put	Writing	100	180.00	American	2019-01-18
5p Ordinary	Put	Purchasing	500	180.00	American	2019-01-18
5p Ordinary	Put	Writing	300	180.00	American	2019-01-18
5p Ordinary	Call	Purchasing	25000	182.50	American	2019-01-18
5p Ordinary	Call	Purchasing	900	185.00	American	2019-01-18
5p Ordinary	Call	Purchasing	600	185.00	American	2019-01-18
5p Ordinary	Call	Writing	6200	185.00	American	2019-01-18
5p Ordinary	Call	Writing	49600	185.00	American	2019-01-18
5p Ordinary	Call	Purchasing	400	185.00	American	2019-01-18
5p Ordinary	Call	Purchasing	1200	185.00	American	2019-01-18
5p Ordinary	Put	Writing	500	185.00	American	2019-01-18
5p Ordinary	Put	Writing	400	185.00	American	2019-01-18
5p Ordinary	Put	Writing	100	185.00	American	2019-01-18
5p Ordinary	Put	Writing	200	185.00	American	2019-01-18
5p Ordinary	Call	Writing	200	190.00	American	2019-01-18
5p Ordinary	Call	Purchasing	8600	190.00	American	2019-01-18
5p Ordinary	Call	Purchasing	50400	190.00	American	2019-01-18
5p Ordinary	Call	Purchasing	72200	190.00	American	2019-01-18
5p Ordinary	Call	Writing	200	190.00	American	2019-01-18
5p Ordinary	Call	Purchasing	1000	190.00	American	2019-01-18
5p Ordinary	Call	Writing	600	190.00	American	2019-01-18
5p Ordinary	Call	Purchasing	17500	195.00	American	2019-01-18
5p Ordinary	Call	Purchasing	37500	195.00	American	2019-01-18
5p Ordinary	Call	Writing	100	195.00	American	2019-01-18
5p Ordinary	Call	Purchasing	100	195.00	American	2019-01-18
5p Ordinary	Put	Purchasing	100	195.00	American	2019-01-18
5p Ordinary	Call	Purchasing	900	200.00	American	2019-01-18
5p Ordinary	Call	Purchasing	700	200.00	American	2019-01-18
5p Ordinary	Call	Writing	80800	200.00	American	2019-01-18
5p Ordinary	Call	Purchasing	26700	200.00	American	2019-01-18
5p Ordinary	Call	Purchasing	300	200.00	American	2019-01-18
5p Ordinary	Call	Purchasing	100	200.00	American	2019-01-18
5p Ordinary	Call	Writing	500	205.00	American	2019-01-18
5p Ordinary	Call	Writing	1000	205.00	American	2019-01-18
5p Ordinary	Call	Writing	100	205.00	American	2019-01-18
5p Ordinary	Call	Purchasing	300	210.00	American	2019-01-18
5p Ordinary	Call	Purchasing	2600	210.00	American	2019-01-18
5p Ordinary	Call	Purchasing	700	210.00	American	2019-01-18
5p Ordinary	Call	Writing	400	215.00	American	2019-01-18
5p Ordinary	Call	Writing	300	215.00	American	2019-01-18
5p Ordinary	Call	Writing	800	215.00	American	2019-01-18
5p Ordinary	Call	Writing	100	215.00	American	2019-01-18
5p Ordinary	Call	Writing	400	215.00	American	2019-01-18
5p Ordinary	Call	Purchasing	100	220.00	American	2019-01-18
5p Ordinary	Call	Purchasing	2800	220.00	American	2019-01-18
5p Ordinary	Call	Writing	100	230.00	American	2019-01-18
5p Ordinary	Put	Purchasing	900	70.00	American	2019-01-18
5p Ordinary	Put	Purchasing	1600	70.00	American	2019-01-18
5p Ordinary	Put	Purchasing	300	75.00	American	2019-01-18
5p Ordinary	Put	Purchasing	100	80.00	American	2019-01-18
5p Ordinary	Put	Purchasing	300	80.00	American	2019-01-18
5p Ordinary	Put	Purchasing	1400	80.00	American	2019-01-18
5p Ordinary	Put	Purchasing	100	80.00	American	2019-01-18
5p Ordinary	Call	Writing	100	85.00	American	2019-01-18
5p Ordinary	Put	Writing	100	90.00	American	2019-01-18
5p Ordinary	Put	Writing	100	90.00	American	2019-01-18
5p Ordinary	Put	Writing	100	90.00	American	2019-01-18
5p Ordinary	Put	Purchasing	4000	95.00	American	2019-01-18
5p Ordinary	Put	Writing	5600	125.00	American	2019-02-15
5p Ordinary	Put	Writing	800	130.00	American	2019-02-15
5p Ordinary	Put	Writing	8100	140.00	American	2019-02-15
5p Ordinary	Put	Purchasing	500	120.00	American	2019-04-18
5p Ordinary	Put	Purchasing	500	125.00	American	2019-04-18
5p Ordinary	Put	Writing	10600	130.00	American	2019-04-18
5p Ordinary	Put	Writing	2500	135.00	American	2019-04-18
5p Ordinary	Put	Purchasing	200	150.00	American	2019-04-18
5p Ordinary	Put	Purchasing	4500	150.00	American	2019-04-18
5p Ordinary	Put	Purchasing	1900	150.00	American	2019-04-18
5p Ordinary	Put	Writing	300	150.00	American	2019-04-18
5p Ordinary	Put	Writing	1000	155.00	American	2019-04-18
5p Ordinary	Put	Purchasing	700	155.00	American	2019-04-18
5p Ordinary	Put	Purchasing	20700	155.00	American	2019-04-18
5p Ordinary	Put	Purchasing	500	155.00	American	2019-04-18
5p Ordinary	Put	Writing	1000	155.00	American	2019-04-18
5p Ordinary	Call	Purchasing	1000	160.00	American	2019-04-18
5p Ordinary	Put	Purchasing	200	160.00	American	2019-04-18
5p Ordinary	Put	Writing	4200	160.00	American	2019-04-18
5p Ordinary	Put	Writing	500	160.00	American	2019-04-18
5p Ordinary	Put	Purchasing	100	160.00	American	2019-04-18
5p Ordinary	Put	Writing	3200	165.00	American	2019-04-18
5p Ordinary	Call	Purchasing	100	170.00	American	2019-04-18
5p Ordinary	Put	Purchasing	100	170.00	American	2019-04-18
5p Ordinary	Put	Writing	7800	170.00	American	2019-04-18
5p Ordinary	Put	Writing	9500	170.00	American	2019-04-18
5p Ordinary	Call	Purchasing	2500	175.00	American	2019-04-18
5p Ordinary	Call	Writing	100	175.00	American	2019-04-18
5p Ordinary	Call	Purchasing	200	180.00	American	2019-04-18
5p Ordinary	Call	Writing	1000	180.00	American	2019-04-18
5p Ordinary	Put	Purchasing	5000	180.00	American	2019-04-18
5p Ordinary	Call	Purchasing	5000	185.00	American	2019-04-18
5p Ordinary	Call	Writing	1000	185.00	American	2019-04-18
5p Ordinary	Call	Writing	200	190.00	American	2019-04-18
5p Ordinary	Call	Writing	100	190.00	American	2019-04-18
5p Ordinary	Call	Purchasing	5100	190.00	American	2019-04-18
5p Ordinary	Call	Purchasing	1000	190.00	American	2019-04-18
5p Ordinary	Call	Purchasing	2000	195.00	American	2019-04-18
5p Ordinary	Call	Writing	100	200.00	American	2019-04-18
5p Ordinary	Call	Purchasing	8900	200.00	American	2019-04-18
5p Ordinary	Put	Writing	1000	120.00	American	2019-07-19
5p Ordinary	Call	Writing	2700	130.00	American	2019-07-19
5p Ordinary	Put	Writing	2800	130.00	American	2019-07-19
5p Ordinary	Put	Writing	1000	140.00	American	2019-07-19
5p Ordinary	Put	Writing	100	145.00	American	2019-07-19
5p Ordinary	Put	Purchasing	2000	145.00	American	2019-07-19
5p Ordinary	Put	Purchasing	5000	150.00	American	2019-07-19
5p Ordinary	Put	Writing	1000	150.00	American	2019-07-19
5p Ordinary	Put	Writing	700	155.00	American	2019-07-19
5p Ordinary	Put	Writing	9000	155.00	American	2019-07-19
5p Ordinary	Put	Writing	4300	160.00	American	2019-07-19
5p Ordinary	Put	Writing	300	160.00	American	2019-07-19
5p Ordinary	Call	Purchasing	2500	165.00	American	2019-07-19
5p Ordinary	Put	Purchasing	100	165.00	American	2019-07-19
5p Ordinary	Put	Writing	9300	165.00	American	2019-07-19
5p Ordinary	Call	Purchasing	100	170.00	American	2019-07-19
5p Ordinary	Call	Purchasing	100	170.00	American	2019-07-19
5p Ordinary	Call	Purchasing	100	170.00	American	2019-07-19
5p Ordinary	Call	Purchasing	1000	170.00	American	2019-07-19
5p Ordinary	Call	Writing	2000	175.00	American	2019-07-19
5p Ordinary	Call	Purchasing	100	190.00	American	2019-07-19
5p Ordinary	Call	Purchasing	3000	200.00	American	2019-07-19
5p Ordinary	Call	Purchasing	300	220.00	American	2019-07-19
5p Ordinary	Call	Writing	2000	220.00	American	2019-07-19

 

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.