AJB.L

AJ Bell
AJ Bell PLC - Director/PDMR Shareholding
6th December 2024, 14:25
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RNS Number : 2018P
AJ Bell PLC
06 December 2024
 

AJ Bell plc

("AJ Bell", the "Company")

 Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

The Company announces that on 5 December 2024:

(1)  The Persons Discharging Managerial Responsibilities (PDMRs) named in column (1) of the below table exercised nominal cost options under the Company's Executive Incentive Plan (EIP) in respect of share awards granted on 10 December 2020 (FY21 DSA), 9 December 2021 (FY22 DSA) and 15 December 2023 (FY24 ASA) to acquire the number of Ordinary Shares set alongside their respective names in column (2) of the below table and, where indicated in column (3) of that table, then sold some of those Ordinary Shares at a price of £4.865 per Ordinary Share to pay associated income tax and national insurance contribution liabilities (PDMR Transactions).

 

(1)

(2)

(3)

PDMRs

Number of Ordinary Shares acquired

Number of Ordinary Shares sold

Roger Stott

64,551

30,340

Mo Tagari

46,498

21,855

Elizabeth Carrington

16,879

 7,934

Billy Mackay

31,982

15,992

Karen Goodman

17,598

8,272

Kina Sinclair

7,663

3,536

Charlie Musson

38,474

18,083

 

(2)  Nick Carrington, who is a person closely associated (PCA) with Liz Carrington, a PDMR, exercised nominal cost options under the EIP in respect of annual awards granted on FY22 DSA and FY24 ASA to acquire 12,277 Ordinary Shares and then sold 5,771 of those Ordinary Shares at a price of £4.865 per Ordinary Share to pay associated income tax and national insurance contribution liabilities (PCA Transaction).

 

(3)  Following completion of the PDMR Transactions and the PCA Transaction, each of the PDMRs named in column (1) of the below table is interested in the number of Ordinary Shares in the Company and percentage of the Company's issued share capital set alongside their respective names in columns (2) and (3) of the below table.

(1)

(2)

(3)

PDMR

Number of shares in which interested

% of issued share capital

Roger Stott

238,640

0.058%

Mo Tagari

137,266

0.033%

Elizabeth Carrington

526,702

0.127%

Billy Mackay

1,366,453

0.331%

Karen Goodman

10,500

0.003%

Kina Sinclair

15,140

0.004%

Charlie Musson

358,684

0.087%

 

For further information, please contact:

AJ Bell plc

Kina Sinclair, Company Secretary                                                     +44 (0) 7701390708

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Roger Stott

2

Reason for the notification

a)

Position/status

Chief Operating Officer/PDMR

 

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

 

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

  GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP options

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

64,551

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

5 December 2024

g)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Mo Tagari

2

Reason for the notification

a)

Position/status

Chief Technology Officer/PDMR

 

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

 

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

  GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP options

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

46,498

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

5 December 2024

g)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Elizabeth Carrington

2

Reason for the notification

a)

Position/status

HR Director/PDMR

 

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

 

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

  GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP options

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

16,879

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

5 December 2024

g)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Billy Mackay

2

Reason for the notification

a)

Position/status

Managing Director, Advised/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP options

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

31,982

e)

Aggregated information

- Aggregated volume

- Price

- Aggregated total

 

N/A single transaction

f)

Date of the transaction

5 December 2024

g)

Place of the transaction

Outside a trading venue

 

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Karen Goodman

2

Reason for the notification

a)

Position/status

Chief Risk Officer/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP options

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

17,598

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

5 December 2024

g)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Kina Sinclair

2

Reason for the notification

a)

Position/status

Group Legal Director/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP options

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

7,663

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

5 December 2024

g)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Charlie Musson

2

Reason for the notification

a)

Position/status

Managing Director, D2C/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP options

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£0.000125

38,474

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

5 December 2024

g)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Nicholas Carrington

2

Reason for the notification

a)

Position/status

PCA with Elizabeth Carrington, HR Director/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

 

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

  GB00BFZNLB60

b)

Nature of the transaction

Exercise of EIP options

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

  £0.000125

12,277

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

5 December 2024

g)

Place of the transaction

Outside a trading venue

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Roger Stott

2

Reason for the notification

a)

Position/status

Chief Operating Officer/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

  £4.865

 30,340

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

5 December 2024

g)

Place of the transaction

London Stock Exchange

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Mo Tagari

2

Reason for the notification

a)

Position/status

Chief Technology Officer/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

  £4.865

21,855

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

5 December 2024

g)

Place of the transaction

London Stock Exchange

 

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Elizabeth Carrington

2

Reason for the notification

a)

Position/status

HR Director/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£4.865

7,934

e)

Aggregated information

- Aggregated volume

- Price

- Aggregated total

 

N/A single transaction

f)

Date of the transaction

5 December 2024

g)

Place of the transaction

London Stock Exchange

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Billy Mackay

2

Reason for the notification

a)

Position/status

Managing Director, Advised/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£4.865

15,992

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

5 December 2024

g)

Place of the transaction

London Stock Exchange

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Karen Goodman

2

Reason for the notification

a)

Position/status

Chief Risk Officer/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£4.865

8,272

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

5 December 2024

g)

Place of the transaction

London Stock Exchange

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Kina Sinclair

2

Reason for the notification

a)

Position/status

Group Legal Director/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£4.865

3,536

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

5 December 2024

g)

Place of the transaction

London Stock Exchange

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Charlie Musson

2

Reason for the notification

a)

Position/status

Managing Director, D2C/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

 GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

 

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

£4.865

18,083

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

5 December 2024

g)

Place of the transaction

London Stock Exchange

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Nicholas Carrington

2

Reason for the notification

a)

Position/status

PCA with Elizabeth Carrington, HR Director/PDMR

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

AJ Bell plc

 

b)

Legal Entity Identifier

213800VNKA7DPWXWJJ36

 

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of £0.000125 each

 

  GB00BFZNLB60

b)

Nature of the transaction

Sale of Ordinary Shares

c)

Currency

GBP

d)

Price(s) and volume(s)

Price(s)

Volume(s)

  £4.865

5,771

e)

Aggregated information

- Aggregated volume

- Aggregated Price

 

 

N/A single transaction

f)

Date of the transaction

5 December 2024

g)

Place of the transaction

London Stock Exchange

 

Name of officer of issuer responsible for making notification: Kina Sinclair (Company Secretary)

Date of notification: 6 December 2024

 

 

 

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