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FORM 8.3 - Amendment to section 2a and 3b |
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Replaces form released 14:50 on 20 Nov 2024 |
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0177N |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1 |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
19-Nov-24 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2 |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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-1 |
Relevant securities owned and/or controlled: |
3,770,108 |
0.89% |
3,555,062 |
0.84% |
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-2 |
Cash-settled derivatives: and/or controlled: |
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0.79% |
2,671,512 |
0.63% |
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3,334,186 |
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-3 |
Stock-settled derivatives (including options) and agreements to purchase/sell: |
130,000 |
0.03% |
160,000 |
0.03% |
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TOTAL: |
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7,234,294 |
1.71% |
6,386,574 |
1.50% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3 |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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Purchase |
235,581 |
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Purchase |
171,422 |
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Purchase |
135,123 |
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Purchase |
55,955 |
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Purchase |
32,499 |
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Purchase |
26,014 |
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Purchase |
25,156 |
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Purchase |
14,807 |
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Purchase |
12,271 |
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Purchase |
8,887 |
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Purchase |
7,099 |
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Purchase |
6,901 |
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Purchase |
6,884 |
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Purchase |
6,799 |
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Purchase |
5,647 |
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Purchase |
5,474 |
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Purchase |
5,260 |
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Purchase |
3,967 |
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Purchase |
3,653 |
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Purchase |
3,596 |
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Purchase |
2,902 |
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Purchase |
2,895 |
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Purchase |
2,800 |
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Purchase |
2,563 |
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Purchase |
1,750 |
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Purchase |
1,492 |
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Purchase |
1,300 |
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Purchase |
1,143 |
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Purchase |
1,064 |
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Purchase |
1,038 |
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Purchase |
972 |
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Purchase |
684 |
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Purchase |
626 |
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Purchase |
457 |
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Purchase |
310 |
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Purchase |
229 |
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Purchase |
200 |
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Purchase |
135 |
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Purchase |
125 |
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Purchase |
101 |
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Purchase |
100 |
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Purchase |
100 |
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Purchase |
90 |
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Purchase |
48 |
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Purchase |
45 |
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Purchase |
2 |
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Purchase |
1 |
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Sale |
486,688 |
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Sale |
82,115 |
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Sale |
40,177 |
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Sale |
31,769 |
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Sale |
23,839 |
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Sale |
19,393 |
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Sale |
16,089 |
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Sale |
8,795 |
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Sale |
8,669 |
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Sale |
7,332 |
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Sale |
4,707 |
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Sale |
3,259 |
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Sale |
2,800 |
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Sale |
2,718 |
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Sale |
2,578 |
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Sale |
2,471 |
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Sale |
2,263 |
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Sale |
2,187 |
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Sale |
1,750 |
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Sale |
1,749 |
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Sale |
1,701 |
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Sale |
1,607 |
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Sale |
1,400 |
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Sale |
1,168 |
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Sale |
730 |
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Sale |
720 |
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Sale |
684 |
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Sale |
565 |
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Sale |
503 |
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Sale |
500 |
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Sale |
409 |
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Sale |
400 |
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Sale |
364 |
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Sale |
352 |
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Sale |
310 |
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Sale |
263 |
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Sale |
242 |
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Sale |
185 |
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Sale |
98 |
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Sale |
90 |
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Sale |
21 |
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Sale |
6 |
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Sale |
2 |
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Sale |
1 |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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SWAP |
Increasing Long |
25,000 |
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SWAP |
Increasing Long |
6,865 |
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SWAP |
Increasing Long |
629 |
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SWAP |
Increasing Long |
706 |
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SWAP |
Increasing Long |
8,000 |
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SWAP |
Increasing Long |
1,100 |
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SWAP |
Increasing Long |
34,428 |
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SWAP |
Increasing Long |
3,303 |
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SWAP |
Increasing Long |
6,600 |
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SWAP |
Increasing Long |
11,134 |
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SWAP |
Increasing Long |
2,493 |
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SWAP |
Increasing Long |
19,813 |
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SWAP |
Increasing Long |
12,973 |
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SWAP |
Increasing Long |
13,073 |
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SWAP |
Increasing Long |
1,779 |
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SWAP |
Increasing Long |
8,937 |
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SWAP |
Increasing Long |
1,922 |
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SWAP |
Decreasing Long |
25,000 |
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SWAP |
Decreasing Long |
10,000 |
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SWAP |
Decreasing Long |
6,865 |
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SWAP |
Decreasing Long |
9,100 |
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SWAP |
Decreasing Long |
1,400 |
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SWAP |
Decreasing Long |
6,837 |
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SWAP |
Decreasing Long |
4,471 |
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SWAP |
Decreasing Long |
34,428 |
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SWAP |
Decreasing Long |
3,303 |
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SWAP |
Decreasing Long |
7,583 |
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SWAP |
Decreasing Long |
4,000 |
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SWAP |
Decreasing Long |
14,134 |
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SWAP |
Decreasing Long |
2,493 |
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SWAP |
Decreasing Long |
19,813 |
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SWAP |
Decreasing Long |
12,973 |
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SWAP |
Decreasing Long |
13,073 |
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SWAP |
Decreasing Long |
1,779 |
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SWAP |
Decreasing Long |
8,937 |
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SWAP |
Decreasing Long |
31,685 |
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SWAP |
Decreasing Long |
1,200 |
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SWAP |
Decreasing Long |
6,058 |
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CFD |
Increasing Long |
10,000 |
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CFD |
Increasing Long |
6,837 |
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CFD |
Increasing Long |
4,471 |
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CFD |
Increasing Long |
7,583 |
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CFD |
Increasing Long |
14,134 |
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CFD |
Increasing Long |
31,685 |
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CFD |
Increasing Long |
6,058 |
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CFD |
Decreasing Long |
629 |
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CFD |
Decreasing Long |
706 |
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CFD |
Decreasing Long |
11,134 |
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CFD |
Decreasing Long |
1,922 |
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SWAP |
Decreasing Long |
6,769 |
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SWAP |
Opening Short |
25,000 |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4 |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
22-Nov-24 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1 |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this from relates: |
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2 |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
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Put Options |
Purchased |
-160,000 |
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American |
21-Mar-25 |
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Put Options |
Written |
130,000 |
15 |
American |
17-Jan-25 |
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3 |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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