BRW.L

Brewin Dolphin Holdings Plc
Brewin Dolphin Hldgs - Director/PDMR Shareholding
26th September 2022, 11:00
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RNS Number : 6532A
Brewin Dolphin Holdings PLC
26 September 2022
 

for immediate release

26 September 2022

BREWIN DOLPHIN HOLDINGS PLC

PDMR Notification

 

Brewin Dolphin Holdings PLC ("Brewin Dolphin") and RBC Wealth Management (Jersey) Holdings Limited ("Bidco") announced on 31 March 2022 that they had reached agreement on the terms of a recommended cash offer pursuant to which Bidco will acquire the entire issued and to be issued ordinary share capital of Brewin Dolphin (the "Acquisition"), which is to be effected by way of a court-sanctioned scheme of arrangement under Part 26 of the Companies Act 2006 (the "Scheme").

As announced on 23 September 2022, the High Court of Justice of England and Wales made an order sanctioning the Scheme. As a result, the persons discharging managerial responsibilities' ("PDMR") conditional share awards granted under the Brewin Dolphin's Long Term Performance Plan ("LTPP") and nil cost options over shares granted under Brewin Dolphin's Deferred Profit Share Plan ("DPSP") vested (and in the case of the nil cost options granted under the DPSP, were exercised) on Friday 23 September 2022.

Notifications by the PDMRs in accordance with the Market Abuse Regulation are set out in the Appendix to this announcement.  

 

Enquiries:

Brewin Dolphin Holdings PLC                                                                                    +44 (0) 20 3201 4265
Siobhan Boylan (Chief Financial Officer)

 Appendix

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

Robin Beer

2

 

Reason for the notification

a)

 

Position/status

Chief Executive (PDMR)

b)

 

Initial notification /Amendment

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

Brewin Dolphin Holdings PLC

b)

 

LEI

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Acquisition of shares on vesting of conditional share awards under the LTPP and vesting and exercise of nil cost options under the DPSP.

c)

 

Price(s) and volume(s)

 

 

Plan(s)

Price(s)

Volume(s)

LTPP 2019

Nil cost

22,680

LTPP 2020

Nil cost

128,236

LTPP 2021

Nil cost

8,255

DPSP 2019

Nil cost

30,434

DPSP 2020

Nil cost

34,535

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

224,140 shares

 

 

Nil cost

 

e)

 

Date of the transaction

2022-09-23

f)

 

Place of the transaction

London Stock Exchange

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

Siobhan Boylan

2

 

Reason for the notification

a)

 

Position/status

Chief Financial Officer (PDMR)

b)

 

Initial notification /Amendment

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

Brewin Dolphin Holdings PLC

b)

 

LEI

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Acquisition of shares on vesting of conditional share awards under the LTPP and vesting and exercise of nil cost options under the DPSP.

c)

 

Price(s) and volume(s)

 

 

 

Plan(s)

Price(s)

Volume(s)

LTPP 2019

Nil cost

44,228

LTPP 2020

Nil cost

95,961

LTPP 2021

Nil cost

5,818

DPSP 2019

Nil cost

12,339

DPSP 2020

Nil cost

22,671

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

181,017 shares

 

 

Nil cost

e)

 

Date of the transaction

2022-09-23

f)

 

Place of the transaction

London Stock Exchange

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

Richard Buxton

2

 

Reason for the notification

a)

 

Position/status

Group People and Sustainability Director (PDMR)

b)

 

Initial notification /Amendment

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

Brewin Dolphin Holdings PLC

b)

 

LEI

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Acquisition of shares on vesting of conditional share awards under the LTPP and vesting and exercise of nil cost options under the DPSP.

c)

 

Price(s) and volume(s)

 

 

 

Plan

Price(s)

Volume(s)

LTPP 2019

Nil cost

22,680

LTPP 2020

Nil cost

48,028

LTPP 2021

Nil cost

2,911

DPSP 2018

Nil cost

22,774

DPSP 2019

Nil cost

20,289

DPSP 2020

Nil cost

23,070

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

139,752 shares

 

 

Nil cost

e)

 

Date of the transaction

2022-09-23

f)

 

Place of the transaction

London Stock Exchange

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

Charles Ferry

2

 

Reason for the notification

a)

 

Position/status

Managing Director of Wealth and Investment (PDMR)

b)

 

Initial notification /Amendment

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

Brewin Dolphin Holdings PLC

b)

 

LEI

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Acquisition of shares on vesting of conditional share awards under the LTPP and vesting and exercise of nil cost options under the DPSP.

c)

 

Price(s) and volume(s)

 

 

 

Plan(s)

Price(s)

Volume(s)

LTPP 2019

Nil cost

22,680

LTPP 2020

Nil cost

87,411

LTPP 2021

Nil cost

6,901

DPSP 2019

Nil cost

36,714

DPSP 2020

Nil cost

42,060

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

195,766 shares

 

 

Nil cost

 

e)

 

Date of the transaction

2022-09-23

f)

 

Place of the transaction

 

London Stock Exchange

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

Nicholas Fitzgerald

2

 

Reason for the notification

a)

 

Position/status

 

Managing Director of Advice and Innovation (PDMR)

b)

 

Initial notification /Amendment

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Brewin Dolphin Holdings PLC

b)

 

LEI

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

 

Acquisition of shares on vesting of conditional share awards under the LTPP and vesting and exercise of nil cost options under the DPSP.

c)

 

Price(s) and volume(s)

 

 

Plan(s)

Price(s)

Volume(s)

LTPP 2019

Nil cost

22,680

LTPP 2020

Nil cost

48,028

LTPP 2021

Nil cost

2,911

DPSP 2019

Nil cost

28,502

DPSP 2020

Nil cost

32,359

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

134,480 shares

 

 

Nil cost

e)

 

Date of the transaction

2022-09-23

f)

 

Place of the transaction

London Stock Exchange

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

Sarah Houlston

2

 

Reason for the notification

 

a)

 

Position/status

 

Chief Operating Officer (PDMR)

b)

 

Initial notification /Amendment

 

Initial notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

Brewin Dolphin Holdings PLC

b)

 

LEI

 

213800PS7FS5UYOWAC49

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Shares

 

GB0001765816

b)

 

Nature of the transaction

 

Acquisition of shares on vesting of conditional share awards under the LTPP and vesting and exercise of nil cost options under the DPSP.

c)

 

Price(s) and volume(s)

 

 

 

Plan(s)

Price(s)

Volume(s)

LTPP 2019

Nil cost

6,804

LTPP 2020

Nil cost

48,028

LTPP 2021

Nil cost

2,911

DPSP 2019

Nil cost

5,797

DPSP 2020

Nil cost

7,168

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

70,708 shares

 

 

Nil cost

 

e)

 

Date of the transaction

 

2022-09-23

f)

 

Place of the transaction

 

London Stock Exchange

 

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