RRS.L

Randgold Resources Ltd.
Form 8.5 (EPT/NON-RI) - RANDGOLD RESOURCES LIMITED - BCSL
31st December 2018, 10:45
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LONDON--(BUSINESS WIRE)--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose RANDGOLD RESOURCES LIMITED
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt RANDGOLD RESOURCES LIMITED
  principal trader is connected  
(d) Date position held/dealing undertaken: 28 December 2018
(e) In addition to the company in 1(b) above, is the exempt principal YES:
  trader making disclosures in respect of any other party to the offer? BARRICK GOLD CORPORATION

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.05 ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 2,792,973 2.93% 284,371 0.30%
           
(2) Cash-settled derivatives:
25,767 0.03% 2,529,853 2.66%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 26,900 0.03% 0 0.00%
           
 
TOTAL: 2,845,640 2.99% 2,814,224 2.95%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
USD 0.05 ordinary Purchase 11,250,961 68.1000 GBP65.46 GBP
USD 0.05 ordinary Sale 9,453,306 67.7906 GBP65.46 GBP
USD 0.05 ordinary Purchase 27,563 65.4600 GBP65.46 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
USD 0.05 ordinary SWAP Long 2 66.8500 GBP
USD 0.05 ordinary CFD Long 151 67.0733 GBP
USD 0.05 ordinary CFD Long 300 66.9539 GBP
USD 0.05 ordinary SWAP Long 420 66.4497 GBP
USD 0.05 ordinary CFD Long 471 66.4274 GBP
USD 0.05 ordinary CFD Long 559 66.7455 GBP
USD 0.05 ordinary CFD Long 2,500 66.0331 GBP
USD 0.05 ordinary CFD Long 4,610 67.1092 GBP
USD 0.05 ordinary CFD Long 4,894 66.8316 GBP
USD 0.05 ordinary SWAP Long 8,268 66.7894 GBP
USD 0.05 ordinary SWAP Long 8,428 65.4600 GBP
USD 0.05 ordinary CFD Long 8,655 66.5294 GBP
USD 0.05 ordinary CFD Long 14,609 66.4871 GBP
USD 0.05 ordinary SWAP Long 19,024 66.3426 GBP
USD 0.05 ordinary SWAP Long 25,400 66.8720 GBP
USD 0.05 ordinary CFD Long 60,000 66.5927 GBP
USD 0.05 ordinary CFD Short 378 65.4642 GBP
USD 0.05 ordinary SWAP Short 466 66.7772 GBP
USD 0.05 ordinary CFD Short 981 66.9105 GBP
USD 0.05 ordinary SWAP Short 1,418 65.6496 GBP
USD 0.05 ordinary CFD Short 1,595 66.5803 GBP
USD 0.05 ordinary CFD Short 2,104 65.8687 GBP
USD 0.05 ordinary SWAP Short 3,708 66.4927 GBP
USD 0.05 ordinary CFD Short 4,784 65.4600 GBP
USD 0.05 ordinary CFD Short 7,212 66.6143 GBP
USD 0.05 ordinary SWAP Short 10,854 65.6349 GBP
USD 0.05 ordinary SWAP Short 20,822 66.4550 GBP
USD 0.05 ordinary SWAP Short 23,776 66.3483 GBP
USD 0.05 ordinary SWAP Short 25,412 66.7851 GBP
USD 0.05 ordinary CFD Short 31,650 66.5572 GBP
USD 0.05 ordinary CFD Short 57,109 65.4649 GBP
USD 0.05 ordinary CFD Short 90,000 65.4652 GBP
USD 0.05 ordinary CFD Short 325,854 66.7221 GBP
USD 0.05 ordinary CFD Short 501,445 66.4009 GBP
USD 0.05 ordinary SWAP Short 904,697 65.4685 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

   Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

   Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

   Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 31 Dec 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:  
Name of offeror/offeree in relation to whose RANDGOLD RESOURCES LIMITED
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.05 ordinary Call Options Purchased 26,900 87.0870 European 24 Jan 2019

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC

Source: BARCLAYS PLC

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