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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1 |
KEY INFORMATION |
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(a) |
Full name of discloser: |
Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
21-Nov-24 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2 |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
6,613,064 |
1.58% |
6,093,849 |
1.44% |
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(2) Cash-settled derivatives: |
6,522,986 |
1.55% |
5,274,403 |
1.25% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
130,000 |
0.03% |
160,000 |
0.04% |
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13,266,050 |
3.16% |
11,528,252 |
2.73% |
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TOTAL: |
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(b) |
Rights to subscribe for new securities (including directors and |
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other executive options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3 |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
securities |
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Purchase |
358,724 |
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Purchase |
300,551 |
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Purchase |
267,827 |
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Purchase |
198,257 |
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Purchase |
105,300 |
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Purchase |
65,326 |
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Purchase |
46,289 |
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Purchase |
38,973 |
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Purchase |
22,352 |
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Purchase |
21,657 |
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Purchase |
21,213 |
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Purchase |
19,906 |
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Purchase |
19,000 |
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Purchase |
17,200 |
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Purchase |
15,896 |
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Purchase |
10,292 |
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Purchase |
9,840 |
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Purchase |
8,352 |
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Purchase |
8,269 |
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Purchase |
8,024 |
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Purchase |
6,758 |
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Purchase |
6,696 |
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Purchase |
5,000 |
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Purchase |
4,500 |
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Purchase |
3,640 |
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Purchase |
3,103 |
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Purchase |
3,097 |
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Purchase |
3,028 |
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Purchase |
2,980 |
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Purchase |
2,773 |
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Purchase |
2,763 |
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Purchase |
2,576 |
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Purchase |
2,300 |
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Purchase |
1,750 |
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Purchase |
1,064 |
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Purchase |
750 |
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Purchase |
738 |
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Purchase |
737 |
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Purchase |
704 |
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Purchase |
639 |
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Purchase |
574 |
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Purchase |
523 |
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Purchase |
442 |
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Purchase |
300 |
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Purchase |
206 |
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Purchase |
200 |
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Purchase |
200 |
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Purchase |
100 |
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Purchase |
100 |
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Purchase |
100 |
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Purchase |
2 |
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Sale |
553,529 |
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Sale |
110,933 |
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Sale |
105,300 |
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Sale |
79,882 |
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Sale |
49,376 |
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Sale |
42,474 |
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Sale |
37,633 |
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Sale |
36,881 |
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Sale |
25,143 |
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Sale |
24,802 |
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Sale |
21,490 |
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Sale |
19,906 |
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Sale |
19,000 |
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Sale |
17,200 |
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Sale |
15,896 |
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Sale |
11,281 |
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Sale |
9,096 |
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Sale |
8,818 |
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Sale |
8,578 |
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Sale |
7,976 |
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Sale |
7,830 |
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Sale |
7,103 |
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Sale |
6,200 |
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Sale |
5,500 |
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Sale |
5,443 |
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Sale |
5,000 |
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Sale |
5,000 |
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Sale |
4,717 |
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Sale |
4,555 |
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Sale |
4,228 |
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Sale |
4,015 |
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Sale |
3,640 |
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Sale |
3,484 |
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Sale |
3,247 |
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Sale |
3,174 |
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Sale |
2,964 |
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Sale |
2,763 |
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Sale |
2,748 |
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Sale |
2,425 |
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Sale |
2,424 |
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Sale |
2,300 |
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Sale |
1,910 |
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Sale |
1,873 |
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Sale |
1,794 |
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Sale |
1,750 |
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Sale |
1,275 |
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Sale |
1,215 |
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Sale |
1,160 |
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Sale |
1,038 |
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Sale |
1,000 |
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Sale |
953 |
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Sale |
873 |
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Sale |
826 |
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|
Sale |
825 |
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Sale |
800 |
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Sale |
738 |
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Sale |
737 |
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Sale |
600 |
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Sale |
583 |
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Sale |
575 |
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Sale |
470 |
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Sale |
430 |
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Sale |
400 |
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Sale |
312 |
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Sale |
273 |
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Sale |
257 |
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Sale |
234 |
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Sale |
228 |
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Sale |
220 |
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Sale |
212 |
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Sale |
201 |
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Sale |
200 |
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Sale |
200 |
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Sale |
158 |
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Sale |
100 |
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Sale |
100 |
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|
Sale |
100 |
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Sale |
100 |
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Sale |
30 |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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relevant |
reference |
unit |
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security |
securities |
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|
SWAP |
Decreasing Short |
260,000 |
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SWAP |
Decreasing Short |
8,109 |
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SWAP |
Decreasing Short |
212,776 |
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SWAP |
Decreasing Short |
212,776 |
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SWAP |
Opening Long |
477,648 |
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SWAP |
Increasing Long |
9,000 |
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SWAP |
Increasing Long |
28,200 |
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|
SWAP |
Increasing Long |
1,296 |
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|
SWAP |
Increasing Long |
3,206 |
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|
SWAP |
Increasing Long |
36,640 |
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|
SWAP |
Increasing Long |
15,138 |
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|
SWAP |
Increasing Long |
25,431 |
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|
SWAP |
Increasing Long |
43,212 |
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|
SWAP |
Increasing Long |
11,765 |
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|
SWAP |
Increasing Long |
34,580 |
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|
SWAP |
Increasing Long |
59,431 |
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SWAP |
Increasing Long |
68 |
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SWAP |
Increasing Long |
20,784 |
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SWAP |
Increasing Long |
894 |
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|
SWAP |
Increasing Long |
2,412 |
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|
SWAP |
Increasing Long |
20,076 |
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|
SWAP |
Increasing Long |
10,301 |
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|
SWAP |
Increasing Long |
19,495 |
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|
SWAP |
Increasing Long |
3,700 |
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|
SWAP |
Increasing Long |
4,000 |
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SWAP |
Decreasing Long |
5,000 |
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|
SWAP |
Opening Short |
212,776 |
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SWAP |
Increasing Short |
263,109 |
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SWAP |
Increasing Short |
690,424 |
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|
SWAP |
Increasing Short |
1,138,510 |
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|
SWAP |
Increasing Short |
9,000 |
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|
SWAP |
Increasing Short |
1,098,798 |
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|
SWAP |
Increasing Short |
558,780 |
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|
SWAP |
Increasing Short |
6,200 |
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|
SWAP |
Increasing Short |
18,100 |
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|
SWAP |
Increasing Short |
5,960 |
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|
SWAP |
Increasing Short |
36,640 |
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|
SWAP |
Increasing Short |
3,900 |
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|
SWAP |
Increasing Short |
15,138 |
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|
SWAP |
Increasing Short |
25,431 |
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|
SWAP |
Increasing Short |
5,289 |
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|
SWAP |
Increasing Short |
11,765 |
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|
SWAP |
Increasing Short |
34,580 |
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|
SWAP |
Increasing Short |
59,431 |
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|
SWAP |
Increasing Short |
2,412 |
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|
SWAP |
Increasing Short |
20,076 |
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|
SWAP |
Increasing Short |
24,780 |
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|
SWAP |
Increasing Short |
10,301 |
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|
SWAP |
Increasing Short |
48,144 |
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|
SWAP |
Increasing Short |
6,759 |
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|
SWAP |
Increasing Short |
19,495 |
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|
SWAP |
Increasing Short |
3,700 |
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|
SWAP |
Increasing Short |
4,000 |
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SWAP |
Increasing Short |
34,900 |
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CFD |
Increasing Long |
1,138,510 |
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CFD |
Increasing Long |
1,098,798 |
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|
CFD |
Increasing Long |
558,780 |
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|
CFD |
Increasing Long |
5,960 |
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|
CFD |
Increasing Long |
5,289 |
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|
|
CFD |
Increasing Long |
24,780 |
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|
CFD |
Increasing Long |
48,144 |
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|
CFD |
Increasing Long |
6,759 |
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|
CFD |
Increasing Long |
34,900 |
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|
CFD |
Decreasing Long |
1,296 |
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|
CFD |
Decreasing Long |
3,206 |
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|
CFD |
Decreasing Long |
43,212 |
|
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|
CFD |
Decreasing Long |
20,784 |
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|
|
CFD |
Decreasing Long |
68 |
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|
|
CFD |
Decreasing Long |
894 |
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|
SWAP |
Decreasing Long |
2,192 |
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|
SWAP |
Decreasing Short |
2,000 |
|
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|
|
SWAP |
Decreasing Short |
2,200 |
|
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|
|
SWAP |
Decreasing Short |
11,000 |
|
|||
|
|
SWAP |
Decreasing Short |
2,000 |
|
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|
|
SWAP |
Increasing Short |
4,504 |
|
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|
|
SWAP |
Increasing Short |
9,200 |
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(c) |
Stock-settled derivative transactions |
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(including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
date |
money |
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relevant |
|
selling, |
securities |
per unit |
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paid/ |
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|
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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|||||
|
security |
securities |
unit |
|||||
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(d) |
Other dealings (including subscribing for |
||||||
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|
|||||||
|
new securities) |
|||||||
|
Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
||||
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|
||||||
|
security |
applicable) |
||||||
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|
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|
||||
|
4 |
OTHER INFORMATION |
||||||
|
(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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|||||||
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formal or informal, relating to relevant securities which may be an inducement to deal |
|||||||
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or refrain from dealing entered into by the person making the disclosure and any party |
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|||||||
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to the offer or any person acting in concert with a party to the offer: |
|||||||
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NONE |
|||||||
|
(b) |
Agreements, arrangements or understandings relating to options or |
||||||
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|
|||||||
|
derivatives |
|||||||
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
|
|
|||||||
|
the person making the disclosure and any other person relating to: |
|||||||
|
|
|||||||
|
(i) the voting rights of any relevant securities under any option; or |
|||||||
|
|
|||||||
|
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|||||||
|
|
|||||||
|
any derivative is referenced: |
|||||||
|
NONE |
|||||||
|
(c) |
Attachments |
|
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? |
YES |
||||||
|
Date of disclosure: |
22-Nov-24 |
||||||
|
Contact name: |
Large Holdings Regulatory Operations |
||||||
|
Telephone number: |
020 3134 7213 |
||||||
|
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|
|
SUPPLEMENTAL FORM 8 (OPEN POSITIONS) |
|||||||
|
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
|||||||
|
PURCHASE OR SELL ETC. |
|||||||
|
Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this from relates: |
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2. OPTIONS AND DERIVATIVES |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
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of |
description |
purchasing, |
of |
price |
date |
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relevant |
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selling, |
securities |
per unit |
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security |
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varying etc |
to which |
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option |
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relates |
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Put Options |
Purchased |
-160,000 |
22 |
American |
21-Mar-25 |
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Put Options |
Written |
130,000 |
15 |
American |
17-Jan-25 |
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3. AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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