Brewin Dolphin Hldgs - Holding(s) in Company

RNS Number : 6101A

Brewin Dolphin Holdings PLC

26 September 2022

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0001765816

Issuer Name

BREWIN DOLPHIN HOLDINGS PLC

UK or Non-UK Issuer

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

Country of registered office (if applicable)

4. Details of the shareholder

Name	City of registered office	Country of registered office
J.P. Morgan Securities plc

5. Date on which the threshold was crossed or reached

21-Sep-2022

6. Date on which Issuer notified

23-Sep-2022

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	3.696771	2.763284	6.460055	19621171
Position of previous notification (if applicable)	2.242909	3.920109	6.163018

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB0001765816		11228158		3.696771
Sub Total 8.A	11228158		3.696771%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights

Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Cash-settled Equity Swap	10/10/2022	10/10/2022	Cash	1561000	0.513945
Cash-settled Equity Swap	24/10/2022	24/10/2022	Cash	499000	0.164291
Cash-settled Equity Swap	07/02/2023	07/02/2023	Cash	844231	0.277955
Cash-settled Equity Swap	01/03/2023	01/03/2023	Cash	25815	0.008494
Cash-settled Equity Swap	06/04/2023	06/04/2023	Cash	4441440	1.462305
Cash-settled Equity Swap	13/04/2023	13/04/2023	Cash	21488	0.007066
Cash-settled Equity Swap	26/04/2023	26/04/2023	Cash	18959	0.006241
Cash-settled Equity Swap	03/05/2023	03/05/2023	Cash	335989	0.110607
Cash-settled Equity Swap	04/09/2023	04/09/2023	Cash	41	0.000013
Cash-settled Equity Swap	20/09/2023	20/09/2023	Cash	4920	0.001614
Cash-settled Equity Swap	03/10/2023	03/10/2023	Cash	15920	0.005239
Cash-settled Equity Swap	16/10/2023	16/10/2023	Cash	85583	0.028176
Cash-settled Equity Swap	27/01/2027	27/01/2027	Cash	538627	0.177338
Sub Total 8.B2				8393013	2.763284%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.	J.P. Morgan Securities plc	3.696771		6.460055%

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)

12. Date of Completion

23-Sep-2022

13. Place Of Completion

London

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