Numis Corporation - Holding(s) in Company

RNS Number : 5656O

Numis Corporation PLC

03 October 2023

NUMIS CORPORATION PLC

3 OCTOBER 2023

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00B05M6465

Issuer Name

NUMIS CORPORATION PLC

UK or Non-UK Issuer

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

Country of registered office (if applicable)

4. Details of the shareholder

Name	City of registered office	Country of registered office
J.P. Morgan Securities plc

5. Date on which the threshold was crossed or reached

29-Sep-2023

6. Date on which Issuer notified

03-Oct-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	5.986762	0.190277	6.177039	6794969
Position of previous notification (if applicable)	6.294145	0.276297	6.570442

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00B05M6465		6585654		5.986762
Sub Total 8.A	6585654		5.986762%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights

Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Cash-settled Equity Swap	17/07/2024	17/07/2024	Cash	180000	0.163631
Cash-settled Equity Swap	03/09/2024	03/09/2024	Cash	7716	0.007014
Cash-settled Equity Swap	15/08/2028	15/08/2028	Cash	21599	0.019632
Sub Total 8.B2				209315	0.190277%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.	J.P. Morgan Securities plc	5.986762		6.177039%
JPMorgan Chase & Co.	JPMorgan Chase Bank, National Association

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)

12. Date of Completion

03-Oct-2023

13. Place Of Completion

London, United Kingdom

The total number of Numis shares held in Treasury is 4,363,989 (3.97%), the number of ordinary shares is 114,367,448 and the total number of voting rights in the company is 110,003,459 which is the number which may be used by the shareholders as the denominator for calculations by which they will determine if they are required to notify their interest in, or a change to their interests in, the Company under the FCA's Disclosure and Transparency Rules.

The information communicated within this announcement is deemed to constitute inside information as stipulated under the Market Abuse Regulations (EU) No. 596/2014 which is part of UK law by virtue of the European Union (withdrawal) Act 2018. Upon the publication of this announcement, this inside information is now considered to be in the public domain.

3 October 2023

END

Contacts

Numis:

Noreen Biddle-Shah, Head of Corporate Communications

020 7260 1441

FTI Consulting:

Edward Bridges 07768 216607

Daisy Hall 07807 298568

Grant Thornton UK LLP (Nominated Adviser):

Philip Secret 020 7728 2578

Harrison J Clarke 020 7184 4384

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