Barclays PLC - Form 8.5 (EPT/NON-RI) HARGREAVES LANSDOWN PLC

RNS Number : 9326L

Barclays PLC

12 November 2024

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			11 Nov 2024
(e)	In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				8,229,544	1.74%	68,375	0.01%
(2) Cash-settled derivatives:				285,590	0.06%	8,046,290	1.69%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				8,515,134	1.80%	8,114,665	1.70%

(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to which subscription right exists
Details, including nature of the rights concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant security	Purchase/sale	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	Purchase	187641	10.9200 GBP	10.9050 GBP
0.4p ordinary	Sale	223005	10.9200 GBP	10.8950 GBP

(b)	Cash-settled derivative transactions
Class of relevant security	Product description	Nature of dealing	Number of reference securities	Price per unit
0.4p ordinary	SWAP	Decreasing Short	7,830	10.8950 GBP
0.4p ordinary	SWAP	Decreasing Short	99,474	10.9000 GBP
0.4p ordinary	SWAP	Decreasing Short	105	10.9048 GBP
0.4p ordinary	SWAP	Decreasing Short	915	10.9050 GBP
0.4p ordinary	SWAP	Decreasing Short	8,105	10.9120 GBP
0.4p ordinary	SWAP	Decreasing Short	8,048	10.9131 GBP
0.4p ordinary	SWAP	Decreasing Short	2,964	10.9138 GBP
0.4p ordinary	SWAP	Decreasing Short	5,122	10.9185 GBP
0.4p ordinary	SWAP	Decreasing Short	420	10.9200 GBP
0.4p ordinary	SWAP	Increasing Short	22,324	10.9116 GBP
0.4p ordinary	SWAP	Increasing Short	4,427	10.9118 GBP
0.4p ordinary	SWAP	Increasing Short	5,045	10.9119 GBP
0.4p ordinary	SWAP	Increasing Short	2,513	10.9120 GBP
0.4p ordinary	SWAP	Increasing Short	4,865	10.9124 GBP
0.4p ordinary	SWAP	Increasing Short	19,400	10.9174 GBP
0.4p ordinary	SWAP	Increasing Short	30,478	10.9200 GBP
0.4p ordinary	SWAP	Decreasing Long	100	10.9101 GBP
0.4p ordinary	CFD	Decreasing Short	90	10.9016 GBP
0.4p ordinary	CFD	Decreasing Short	357	10.9043 GBP
0.4p ordinary	CFD	Increasing Short	228	10.8960 GBP
0.4p ordinary	CFD	Increasing Short	955	10.9061 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date	Option money paid/ received per unit


(ii)	Exercising
Class of relevant security	Product description	Exercising/ exercised against	Number of securities	Exercise price per unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant security	Nature of Dealings	Details	Price per unit (if applicable)

4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				12 Nov 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

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