RRS.L

Randgold Resources Ltd.
FORM 8.5 (EPT/NON-RI) - RANDGOLD RESOURCES LIMITED Amendment
27th December 2018, 09:14
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LONDON--(BUSINESS WIRE)--

FORM 8.5 (EPT/NON-RI)

Amendment to Purchase and Sales

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose RANDGOLD RESOURCES LIMITED
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt RANDGOLD RESOURCES LIMITED
  principal trader is connected  
(d) Date position held/dealing undertaken: 21 December 2018
(e) In addition to the company in 1(b) above, is the exempt principal YES:
  trader making disclosures in respect of any other party to the offer? BARRICK GOLD CORPORATION

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.05 ordinary
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 718,053 0.76% 331,836 0.35%
           
(2) Cash-settled derivatives:
67,081 0.07% 348,650 0.37%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 26,900 0.03% 0 0.00%
           
 
TOTAL: 812,034 0.86% 680,486 0.71%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
USD 0.05 ordinary Purchase 601,431 66.3600 GBP48 GBP
USD 0.05 ordinary Sale 368,669 66.4908 GBP48 GBP
USD 0.05 ordinary Sale 93 65.4000 GBP65.4 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
USD 0.05 ordinary CFD Long 189 66.4908 GBP
USD 0.05 ordinary CFD Long 279 65.6597 GBP
USD 0.05 ordinary CFD Long 299 65.6544 GBP
USD 0.05 ordinary SWAP Long 346 65.6032 GBP
USD 0.05 ordinary CFD Long 354 65.3973 GBP
USD 0.05 ordinary CFD Long 1,617 65.6969 GBP
USD 0.05 ordinary CFD Long 2,452 66.4389 GBP
USD 0.05 ordinary SWAP Long 4,067 65.4213 GBP
USD 0.05 ordinary CFD Long 9,708 65.4372 GBP
USD 0.05 ordinary SWAP Long 11,047 65.7471 GBP
USD 0.05 ordinary SWAP Long 17,098 65.4000 GBP
USD 0.05 ordinary CFD Long 18,049 65.5044 GBP
USD 0.05 ordinary SWAP Long 20,984 65.3897 GBP
USD 0.05 ordinary SWAP Long 46,222 65.5766 GBP
USD 0.05 ordinary CFD Short 55 64.8438 GBP
USD 0.05 ordinary CFD Short 55 65.6440 GBP
USD 0.05 ordinary CFD Short 111 65.1090 GBP
USD 0.05 ordinary CFD Short 111 65.2909 GBP
USD 0.05 ordinary CFD Short 111 65.2981 GBP
USD 0.05 ordinary CFD Short 111 65.3239 GBP
USD 0.05 ordinary CFD Short 265 65.7234 GBP
USD 0.05 ordinary SWAP Short 270 65.4538 GBP
USD 0.05 ordinary CFD Short 378 65.2002 GBP
USD 0.05 ordinary CFD Short 414 65.8135 GBP
USD 0.05 ordinary CFD Short 456 65.0251 GBP
USD 0.05 ordinary CFD Short 462 65.4882 GBP
USD 0.05 ordinary SWAP Short 1,231 65.5803 GBP
USD 0.05 ordinary SWAP Short 3,130 65.4029 GBP
USD 0.05 ordinary CFD Short 4,171 64.9801 GBP
USD 0.05 ordinary SWAP Short 6,357 65.9018 GBP
USD 0.05 ordinary SWAP Short 7,000 48.0000 GBP
USD 0.05 ordinary SWAP Short 7,000 52.0000 GBP
USD 0.05 ordinary SWAP Short 8,868 65.3400 GBP
USD 0.05 ordinary SWAP Short 10,368 65.6521 GBP
USD 0.05 ordinary SWAP Short 17,343 65.6648 GBP
USD 0.05 ordinary CFD Short 19,099 65.3595 GBP
USD 0.05 ordinary CFD Short 22,954 65.3965 GBP
USD 0.05 ordinary SWAP Short 58,425 65.5964 GBP
USD 0.05 ordinary SWAP Short 59,613 65.4000 GBP
USD 0.05 ordinary CFD Short 113,549 65.7375 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

   Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

   Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

   Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 27 Dec 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:  
Name of offeror/offeree in relation to whose RANDGOLD RESOURCES LIMITED
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.05 ordinary Call Options Purchased 26,900 87.0870 European 24 Jan 2019

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC

Source: BARCLAYS PLC

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