KAZ.L

KAZ Minerals Plc
KAZ Minerals PLC - Holding(s) in Company
13th April 2021, 06:00
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RNS Number : 2206V
KAZ Minerals PLC
13 April 2021
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

KAZ Minerals PLC

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights

X

Other (please specify)iii:


3. Details of person subject to the notification obligationiv

Name

Mr Oleg Novachuk

City and country of registered office (if applicable)

N/A

4. Full name of shareholder(s) (if different from 3.)v

Name

Nova Resources B.V.

Kinton Trade Ltd.

Harper Finance Limited

Perry Partners S.A.

City and country of registered office (if applicable)

Nova Resources B.V.: Amsterdam, The Netherlands

Kinton Trade Ltd.: Road Town Tortola, British Virgin Islands

Harper Finance Limited: Road Town Tortola, British Virgin Islands

Perry Partners S.A.: Road Town Tortola, British Virgin Islands

5. Date on which the threshold was crossed or reachedvi:

7 April 2021

6. Date on which issuer notified (DD/MM/YYYY):

9 April 2021

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

10.607


10.607

50,134,884

Position of previous notification (if

applicable)

7.65


7.65


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B0HZPV38


50,134,884


10.607











SUBTOTAL 8. A

50,134,884

10.607

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
datex

Exercise/
Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
datex

Exercise/
Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights






















SUBTOTAL 8.B.2



 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V.

0.391



Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V., Harper Finance Limited

6.285



Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V., Kinton Trade Ltd.

1.104



Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V., Perry Partners S.A.

2.827








10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A


11. Additional informationxvi


 

Place of completion

London, U.K.

Date of completion

9 April 2021

 

 

 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

KAZ Minerals PLC

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights

X

Other (please specify)iii:


3. Details of person subject to the notification obligationiv

Name

Mr Oleg Novachuk

City and country of registered office (if applicable)

N/A

4. Full name of shareholder(s) (if different from 3.)v

Name

Nova Resources B.V.

Kinton Trade Ltd.

Harper Finance Limited

Perry Partners S.A.

Cuprum Holding Limited

City and country of registered office (if applicable)

Nova Resources B.V.: Amsterdam, The Netherlands

Kinton Trade Ltd.: Road Town Tortola, British Virgin Islands

Harper Finance Limited: Road Town Tortola, British Virgin Islands

Perry Partners S.A.: Road Town Tortola, British Virgin Islands

Cuprum Holding Limited: Floriana, Malta

5. Date on which the threshold was crossed or reachedvi:

8 April 2021

6. Date on which issuer notified (DD/MM/YYYY):

9 April 2021

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

39.368


39.368

186,079,209

Position of previous notification (if

applicable)

10.607


10.607


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B0HZPV38


186,079,209


39.368











SUBTOTAL 8. A

186,079,209

39.368

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
datex

Exercise/
Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
datex

Exercise/
Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights






















SUBTOTAL 8.B.2



 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V.

0.391



Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V., Harper Finance Limited

6.285



Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V., Kinton Trade Ltd.

1.104



Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V., Perry Partners S.A.

2.827



Oleg Novachuk, Vostok Holdings Limited, Vostok Cooper B.V., Nova Resources B.V., Cuprum Holding Limited

28.761




10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A


11. Additional informationxvi


 

Place of completion

London, U.K.

Date of completion

9 April 2021


 

 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

KAZ Minerals PLC

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights

X

Other (please specify)iii:


3. Details of person subject to the notification obligationiv

Name

Mr Vladimir Kim

City and country of registered office (if applicable)

N/A

4. Full name of shareholder(s) (if different from 3.)v

Name

Nova Resources B.V.

Kinton Trade Ltd.

Harper Finance Limited

Perry Partners S.A.

Cuprum Holding Limited

City and country of registered office (if applicable)

Nova Resources B.V.: Amsterdam, The Netherlands

Kinton Trade Ltd.: Road Town Tortola, British Virgin Islands

Harper Finance Limited: Road Town Tortola, British Virgin Islands

Perry Partners S.A.: Road Town Tortola, British Virgin Islands

Cuprum Holding Limited: Floriana, Malta

5. Date on which the threshold was crossed or reachedvi:

7 April 2021

6. Date on which issuer notified (DD/MM/YYYY):

9 April 2021

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

39.368


39.368

186,079,209

Position of previous notification (if

applicable)

31.73


31.73


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B0HZPV38


186,079,209


39.368











SUBTOTAL 8. A

186,079,209

39.368

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
datex

Exercise/
Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
datex

Exercise/
Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights






















SUBTOTAL 8.B.2



 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Vladimir Kim, Folin Universal Trust Reg., Vostok Cooper B.V., Nova Resources B.V.

0.391



Vladimir Kim, Folin Universal Trust Reg., Vostok Cooper B.V., Nova Resources B.V., Harper Finance Limited

6.285



Vladimir Kim, Folin Universal Trust Reg., Vostok Cooper B.V., Nova Resources B.V., Kinton Trade Ltd.

1.104



Vladimir Kim, Folin Universal Trust Reg., Vostok Cooper B.V., Nova Resources B.V., Perry Partners S.A.

2.827



Vladimir Kim, Folin Universal Tust Reg., Cuprum Holding Limited

28.761




10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A


11. Additional informationxvi


 

Place of completion

London, U.K.

Date of completion

9 April 2021


 

 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

KAZ Minerals PLC

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights


An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights

X

Other (please specify)iii:


3. Details of person subject to the notification obligationiv

Name

Mr Vladimir Kim

City and country of registered office (if applicable)

N/A

4. Full name of shareholder(s) (if different from 3.)v

Name

Nova Resources B.V.

Kinton Trade Ltd.

Harper Finance Limited

Perry Partners S.A.

Cuprum Holding Limited

City and country of registered office (if applicable)

Nova Resources B.V.: Amsterdam, The Netherlands

Kinton Trade Ltd.: Road Town Tortola, British Virgin Islands

Harper Finance Limited: Road Town Tortola, British Virgin Islands

Perry Partners S.A.: Road Town Tortola, British Virgin Islands

Cuprum Holding Limited: Floriana, Malta

5. Date on which the threshold was crossed or reachedvi:

8 April 2021

6. Date on which issuer notified (DD/MM/YYYY):

9 April 2021

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

39.368


39.368

186,079,209

Position of previous notification (if

applicable)

39.368


39.368


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B0HZPV38


186,079,209


39.368











SUBTOTAL 8. A

186,079,209

39.368

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
datex

Exercise/
Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
datex

Exercise/
Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights






















SUBTOTAL 8.B.2



 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Vladimir Kim, Folin Universal Trust Reg, Vostok Cooper B.V., Nova Resources B.V.

0.391



Vladimir Kim, Folin Universal Trust Reg, Vostok Cooper B.V., Nova Resources B.V., Harper Finance Limited

6.285



Vladimir Kim, Folin Universal Trust Reg, Vostok Cooper B.V., Nova Resources B.V., Kinton Trade Ltd.

1.104



Vladimir Kim, Folin Universal Trust Reg, Vostok Cooper B.V., Nova Resources B.V., Perry Partners S.A.

2.827



Vladimir Kim, Folin Universal Tust Reg., Vostok Cooper B.V., Nova Resources B.V., Cuprum Holding Limited

28.761




10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A


11. Additional informationxvi


 

Place of completion

London, U.K.

Date of completion

9 April 2021


 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00B0HZPV38

Issuer Name

KAZ MINERALS PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Morgan Stanley

City of registered office (if applicable)

 

Country of registered office (if applicable)

US

NAME

CITY OF REGISTERED OFFICE

COUNTRY OF REGISTERED OFFICE

Morgan Stanley

Wilmington, Delaware

USA

4. Details of the shareholder

Is the shareholder the same as the person subject to the notification obligation, above?

No

NAME

CITY OF REGISTERED OFFICE

COUNTRY OF REGISTERED OFFICE

Morgan Stanley & Co. International plc

London

UNITED KINGDOM

5. Date on which the threshold was crossed or reached

06-Apr-2021

6. Date on which Issuer notified

08-Apr-2021

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

5.337552

0.005405

5.342957

25254593

Position of previous notification (if applicable)

n/a

n/a

n/a


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

CLASS/TYPE OF SHARES ISIN CODE(IF POSSIBLE)

NUMBER OF DIRECT VOTING RIGHTS (DTR5.1)

NUMBER OF INDIRECT VOTING RIGHTS (DTR5.2.1)

% OF DIRECT VOTING RIGHTS (DTR5.1)

% OF INDIRECT VOTING RIGHTS (DTR5.2.1)

GB00B0HZPV38


25229046


5.337552

Sub Total 8.A

25229046

5.337552%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

TYPE OF FINANCIAL INSTRUMENT

EXPIRATION DATE

EXERCISE/CONVERSION PERIOD

NUMBER OF VOTING RIGHTS THAT MAY BE ACQUIRED IF THE INSTRUMENT IS EXERCISED/CONVERTED

% OF VOTING RIGHTS

Right of recall over securities lending agreements

at any time

at any time

25547

0.005405

Sub Total 8.B1


25547

0.005405%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

TYPE OF FINANCIAL INSTRUMENT

EXPIRATION DATE

EXERCISE/CONVERSION PERIOD

PHYSICAL OR CASH SETTLEMENT

NUMBER OF VOTING RIGHTS

% OF VOTING RIGHTS







Sub Total 8.B2




9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate Controlling Person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Morgan Stanley




0.000000


Morgan Stanley Capital Management, LLC



0.000000


Morgan Stanley Domestic Holdings, Inc.



0.000000


Morgan Stanley & Co. LLC



0.000000

Morgan Stanley




0.000000


Morgan Stanley International Holdings Inc.



0.000000


Morgan Stanley International Limited



0.000000


Morgan Stanley Invest-ments (UK)



0.000000


Morgan Stanley & Co. International plc

5.337552


5.337552

10. In case of proxy voting

Is there proxy voting?

No

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

 

12. Date of Completion

08-Apr-2021

13. Place Of Completion

Glasgow

 

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