Barclays PLC - Form 8.5 (EPT/NON-RI) HARGREAVES LANSDOWN PLC

RNS Number : 1166M

Barclays PLC

13 November 2024

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			12 Nov 2024
(e)	In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				8,300,583	1.75%	63,087	0.01%
(2) Cash-settled derivatives:				280,302	0.05%	8,117,878	1.71%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				8,580,885	1.80%	8,180,965	1.72%

(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to which subscription right exists
Details, including nature of the rights concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant security	Purchase/sale	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	Purchase	267414	10.9418 GBP	10.9200 GBP
0.4p ordinary	Sale	191087	10.9378 GBP	10.9099 GBP

(b)	Cash-settled derivative transactions
Class of relevant security	Product description	Nature of dealing	Number of reference securities	Price per unit
0.4p ordinary	SWAP	Decreasing Short	24	10.9050 GBP
0.4p ordinary	SWAP	Decreasing Short	1,419	10.9099 GBP
0.4p ordinary	SWAP	Decreasing Short	515	10.9108 GBP
0.4p ordinary	SWAP	Decreasing Short	4,049	10.9140 GBP
0.4p ordinary	SWAP	Decreasing Short	33,964	10.9207 GBP
0.4p ordinary	SWAP	Decreasing Short	7,011	10.9225 GBP
0.4p ordinary	SWAP	Decreasing Short	2,564	10.9240 GBP
0.4p ordinary	SWAP	Decreasing Short	2,682	10.9274 GBP
0.4p ordinary	SWAP	Decreasing Short	23,015	10.9343 GBP
0.4p ordinary	SWAP	Decreasing Short	300	10.9350 GBP
0.4p ordinary	SWAP	Decreasing Short	347	10.9390 GBP
0.4p ordinary	SWAP	Increasing Short	13,017	10.9251 GBP
0.4p ordinary	SWAP	Increasing Short	11,097	10.9318 GBP
0.4p ordinary	SWAP	Increasing Short	18,190	10.9319 GBP
0.4p ordinary	SWAP	Increasing Short	6,464	10.9350 GBP
0.4p ordinary	SWAP	Increasing Short	18,000	10.9357 GBP
0.4p ordinary	SWAP	Increasing Short	59,318	10.9369 GBP
0.4p ordinary	SWAP	Increasing Short	219	10.9395 GBP
0.4p ordinary	SWAP	Increasing Short	2,697	10.9413 GBP
0.4p ordinary	SWAP	Increasing Short	22,416	10.9418 GBP
0.4p ordinary	SWAP	Increasing Short	351	10.9450 GBP
0.4p ordinary	CFD	Increasing Short	997	10.9341 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date	Option money paid/ received per unit


(ii)	Exercising
Class of relevant security	Product description	Exercising/ exercised against	Number of securities	Exercise price per unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant security	Nature of Dealings	Details	Price per unit (if applicable)

4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				13 Nov 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

END

FEOKZMMMMFFGDZM]]>