RRS.L

Randgold Resources Ltd.
Form 8.5 (EPT/NON-RI) - RANDGOLD RESOURCES LIMITED
27th December 2018, 07:49
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LONDON--(BUSINESS WIRE)--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL INC
(b) Name of offeror/offeree in relation to whose RANDGOLD RESOURCES LIMITED
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt RANDGOLD RESOURCES LIMITED
  principal trader is connected  
(d) Date position held/dealing undertaken: 24 December 2018
(e) In addition to the company in 1(b) above, is the exempt principal YES:
  trader making disclosures in respect of any other party to the offer? BARRICK GOLD CORPORATION

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.05 ordinary
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 43,640 0.05% 32,643 0.03%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 3,800 0.00% 101,800 0.11%
           
 
TOTAL: 47,440 0.05% 134,443 0.14%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
ADR Purchase 4,500 85.9400 USD84.572 USD
ADR Sale 400 84.6550 USD84.655 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

   Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

   Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

   Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

   Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

   Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 27 Dec 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   BARCLAYS CAPITAL INC
are being disclosed:  
Name of offeror/offeree in relation to whose RANDGOLD RESOURCES LIMITED
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.05 ordinary Call Options Purchased 100 73.0000 American 20 Dec 2019
USD 0.05 ordinary Call Options Purchased 100 80.0000 American 17 Jan 2020
USD 0.05 ordinary Call Options Purchased 100 60.0000 American 20 Dec 2019
USD 0.05 ordinary Call Options Purchased 100 83.0000 American 17 Jan 2020
USD 0.05 ordinary Call Options Purchased 200 78.0000 American 20 Dec 2019
USD 0.05 ordinary Call Options Purchased 300 75.0000 American 18 Jan 2019
USD 0.05 ordinary Call Options Written -20,200 90.0000 American 17 Jan 2020
USD 0.05 ordinary Call Options Written -16,100 83.0000 American 18 Jan 2019
USD 0.05 ordinary Call Options Written -13,600 80.0000 American 18 Jan 2019
USD 0.05 ordinary Call Options Written -11,700 85.0000 American 18 Jan 2019
USD 0.05 ordinary Call Options Written -6,700 95.0000 American 18 Jan 2019
USD 0.05 ordinary Call Options Written -5,000 88.0000 American 18 Jan 2019
USD 0.05 ordinary Call Options Written -2,800 90.0000 American 18 Jan 2019
USD 0.05 ordinary Call Options Written -2,700 100.0000 American 17 Jan 2020
USD 0.05 ordinary Call Options Written -2,200 135.0000 American 18 Jan 2019
USD 0.05 ordinary Call Options Written -2,000 100.0000 American 18 Jan 2019
USD 0.05 ordinary Call Options Written -1,800 150.0000 American 18 Jan 2019
USD 0.05 ordinary Call Options Written -800 65.0000 American 18 Jan 2019
USD 0.05 ordinary Call Options Written -600 115.0000 American 18 Jan 2019
USD 0.05 ordinary Call Options Written -500 45.0000 American 18 Jan 2019
USD 0.05 ordinary Call Options Written -400 70.0000 American 18 Jan 2019
USD 0.05 ordinary Call Options Written -300 105.0000 American 18 Jan 2019
USD 0.05 ordinary Call Options Written -300 110.0000 American 17 Jan 2020
USD 0.05 ordinary Call Options Written -300 155.0000 American 18 Jan 2019
USD 0.05 ordinary Call Options Written -200 120.0000 American 17 Jan 2020
USD 0.05 ordinary Call Options Written -200 63.0000 American 20 Dec 2019
USD 0.05 ordinary Call Options Written -200 70.0000 American 15 Mar 2019
USD 0.05 ordinary Call Options Written -200 93.0000 American 17 Jan 2020
USD 0.05 ordinary Call Options Written -200 98.0000 American 18 Jan 2019
USD 0.05 ordinary Call Options Written -200 105.0000 American 17 Jan 2020
USD 0.05 ordinary Call Options Written -100 80.0000 American 15 Mar 2019
USD 0.05 ordinary Call Options Written -100 60.0000 American 18 Jan 2019
USD 0.05 ordinary Call Options Written -100 93.0000 American 18 Jan 2019
USD 0.05 ordinary Put Options Purchased -5,200 60.0000 American 17 Jan 2020
USD 0.05 ordinary Put Options Purchased -2,000 68.0000 American 20 Dec 2019
USD 0.05 ordinary Put Options Purchased -1,800 80.0000 American 18 Jan 2019
USD 0.05 ordinary Put Options Purchased -1,100 65.0000 American 18 Jan 2019
USD 0.05 ordinary Put Options Purchased -1,000 70.0000 American 18 Jan 2019
USD 0.05 ordinary Put Options Purchased -600 78.0000 American 18 Jan 2019
USD 0.05 ordinary Put Options Purchased -500 45.0000 American 17 Jan 2020
USD 0.05 ordinary Put Options Purchased -100 80.0000 American 17 Jan 2020
USD 0.05 ordinary Put Options Written 100 68.0000 American 18 Jan 2019
USD 0.05 ordinary Put Options Written 100 73.0000 American 18 Jan 2019
USD 0.05 ordinary Put Options Written 300 75.0000 American 18 Jan 2019
USD 0.05 ordinary Put Options Written 300 90.0000 American 18 Jan 2019
USD 0.05 ordinary Put Options Written 400 50.0000 American 18 Jan 2019
USD 0.05 ordinary Put Options Written 1,700 60.0000 American 18 Jan 2019

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC

Source: BARCLAYS PLC

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