HL..L

Hargreaves Lansdown Plc
Goldman Sachs (EPT) - Form 8.5 (EPT/RI) - Amend - Hargreaves
20th December 2024, 13:17
TwitterFacebookLinkedIn
To continue viewing RNS, please confirm that you are a Private Investor*

* A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:

  1. Obtains access to the information in a personal capacity;
  2. Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
  3. Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
  4. Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
  5. Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
  6. Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
RNS Number : 9805Q
GoldmanSachs International
20 December 2024
 

Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 19th September for dealings on 18th September has been updated. Section 2(b)has been updated.

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

HARGREAVES LANSDOWN PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

HARP BIDCO LIMITED (A NEWLY FORMED COMPANY TO BE INDIRECTLY OWNED BY CVC PRIVATE EQUITY FUNDS, NORDIC CAPITAL XI DELTA, SCSP (ACTING THROUGH ITS GENERAL PARTNER, NORDIC CAPITAL XI DELTA GP SARL) AND PLATINUM IVY B 2018 RSC LIMITED)

(d) Date dealing undertaken:

18 September 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

Purchases

832,502

11.0700 GBP

11.0550 GBP

0.4p ordinary

Sales

234,966

11.0725 GBP

11.0550 GBP

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

0.4p ordinary

CFD

Reducing a short position

21

11.0539 GBP

0.4p ordinary

CFD

Reducing a short position

210

11.0551 GBP

0.4p ordinary

CFD

Reducing a short position

383

11.0589 GBP

0.4p ordinary

CFD

Increasing a short position

107

11.0610 GBP

0.4p ordinary

CFD

Increasing a short position

125

11.0611 GBP

0.4p ordinary

CFD

Increasing a short position

2,502

11.0615 GBP

0.4p ordinary

CFD

Reducing a long position

548

11.0622 GBP

0.4p ordinary

CFD

Increasing a short position

100,646

11.0636 GBP

0.4p ordinary

CFD

Increasing a short position

102,509

11.0639 GBP

0.4p ordinary

CFD

Increasing a short position

41,693

11.0643 GBP

0.4p ordinary

CFD

Increasing a short position

155

11.0652 GBP

0.4p ordinary

CFD

Increasing a short position

39,536

11.0655 GBP

0.4p ordinary

CFD

Increasing a short position

9,625

11.0655 GBP

0.4p ordinary

CFD

Increasing a short position

1

11.0661 GBP

0.4p ordinary

CFD

Reducing a short position

192

11.0664 GBP

0.4p ordinary

CFD

Reducing a short position

873

11.0711 GBP

0.4p ordinary

CFD

Opening a short position

1,072

11.0711 GBP

0.4p ordinary

CFD

Reducing a short position

2,048

11.0711 GBP

0.4p ordinary

CFD

Opening a short position

1,898

11.0711 GBP

0.4p ordinary

CFD

Reducing a short position

1,898

11.0711 GBP

0.4p ordinary

CFD

Opening a short position

79,556

11.0711 GBP

0.4p ordinary

CFD

Opening a short position

4,004

11.0711 GBP

0.4p ordinary

CFD

Opening a short position

873

11.0711 GBP

0.4p ordinary

CFD

Opening a short position

2,048

11.0711 GBP

0.4p ordinary

CFD

Reducing a short position

79,556

11.0711 GBP

0.4p ordinary

CFD

Reducing a short position

1,072

11.0711 GBP

0.4p ordinary

CFD

Reducing a short position

4,004

11.0711 GBP

0.4p ordinary

CFD

Increasing a short position

1,898

14.6238 USD

0.4p ordinary

CFD

Increasing a short position

4,004

14.6238 USD

0.4p ordinary

CFD

Increasing a short position

1,072

14.6238 USD

0.4p ordinary

CFD

Increasing a short position

79,556

14.6238 USD

0.4p ordinary

CFD

Increasing a short position

2,048

14.6238 USD

0.4p ordinary

CFD

Increasing a short position

873

14.6238 USD

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

20 December 2024
Contact name:

Papa Lette and Andrzej Szyszka
Telephone number:

+33(1) 4212 1459 / +48(22) 317 4817

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
FERMZMZZFGKGDZM]]>
TwitterFacebookLinkedIn